Progress in optical coatings
Author(s):
Angus Macleod
Show Abstract
The field of optical coating is as large as the field of optics itself. Virtually every optical surface in every optical
instrument benefits from a coating that assures its correct optical properties. In this role optical coating is known as an
enabling technology because coatings enable the performance of optical systems. However there are also applications
where the optical coating itself plays the leading role by defining the technology. Anticounterfeiting devices, sensitive
detectors of miniscule amounts of material, certain display systems, are some examples. The field is huge and beyond
even this conference completely to cover. This account, therefore, picks just a few topics mostly of particular interest to
the author and follows some of the progress made in them over the years.
Ultra-low-reflectance, high-uniformity, multilayer-antireflection coatings on large substrates deposited using an ion-beam sputtering system with a customized planetary rotation stage
Author(s):
Svetlana Dligatch;
Mark Gross;
Anatoli Chtanov
Show Abstract
A customized planetary rotation stage has been fitted to a commercial ion beam sputter coater to enable the deposition of
high uniformity, multilayer optical coatings on large substrates without the use of masks.
Uniformity in this system achieved by sequentially depositing each layer in two fixed locations in the sputtered particle
plume where the geometry of the natural thickness distributions on a rotating substrate in these locations are of
complementary shape and add to produce an overall uniform layer. The modified planetary stage allows substrate
rotation about its own axis at any fixed position of the substrate centre about the axis of the planetary system. The
suitable locations in the plume of each material that allow maximum uniformity are found by trial and error refinement
of locations obtained by modelling of the plume distribution and expected thickness distributions. Ellipsometric
monitoring of the thickness of the layer in each fixed position is used to determine the precise ratio of thicknesses in each
location needed to obtain the correct total layer thickness simultaneously with high uniformity.
The system has thus far enabled single wavelength antireflection coatings of less than 0.001% reflectance to be
fabricated over 270 mm diameter substrates. This requires the film thickness uniformity on all layers to be less than ± 0.2%. In addition, 4-layer, dual wavelength antireflection coatings have been fabricated with less than 0.01% reflectance
on both wavelengths over similar substrate dimensions.
Protective infrared antireflection coating based on sputtered germanium carbide
Author(s):
Des Gibson;
Ewan Waddell;
Frank Placido
Show Abstract
This paper describes optical, durablility and environmental performance of a germanium carbide based durable antireflection
coating. The coating has been demonstrated on germanium and zinc selenide infra-red material however is
applicable to other materials such as zinc sulphide.
The material is deposited using a novel reactive closed field magnetron sputtering technique, offering significant
advantages over conventional evaporation processes for germanium carbide such as plasma enhanced chemical vapour
deposition. The sputtering process is "cold", making it suitable for use on a wide range of substrates. Moreover, the
drum format provide more efficient loading for high throughput production.
The use of the closed field and unbalanced magnetrons creates a magnetic confinement that extends the electron mean
free path leading to high ion current densities. The combination of high current densities with ion energies in the range
~30eV creates optimum thin film growth conditions. As a result the films are dense, spectrally stable, supersmooth and
low stress. Films incorporate low hydrogen content resulting in minimal C-H absorption bands within critical infra-red
passbands such as 3 to 5um and 8 to 12um.
Tuning of germanium carbide (Ge(1-x)Cx) film refractive index from pure germanium (refractive index 4) to pure
germanium carbide (refractive index 1.8) will be demonstrated. Use of film grading to achieve single and dual band
anti-reflection performance will be shown. Environmental and durability levels are shown to be suitable for use in harsh
external environments.
Optimal design for field enhancement in optical coatings
Author(s):
C. Amra;
C. Ndiaye;
M. Zerrad;
F. Lemarchand
Show Abstract
Multi-dielectric coatings are designed to reach total absorption and maximum field amplification at resonances under
total reflection. The design method is analytic and numerical results are given. Comparison with plasmons or thin
metallic layers is discussed. Scattering from these coatings is investigated for measurements of amplification.
Design of multilayer coatings containing metal island films
Author(s):
Tatiana V. Amotchkina;
Jordi Sancho-Parramon;
Vesna Janicki;
Michael K. Trubetskov;
Hrvoje Zorc;
Alexander V. Tikhonravov
Show Abstract
Thin metal island films exhibit unique optical properties and possess a high potential in design and fabrication of
multilayer coatings with sophisticated spectral performances over wide wavelength and angular ranges. Optical
properties of these films are dependent on film thickness. In the present study we consider and solve a problem
of designing multilayers which reflect different colors from their front and back sides and have specified average
transmittance values. Additionally, in many cases the reflected colors are stable to variations of the incidence
angle. In the design process we use optical constants of Ag metal island films, that were carefully determined
based on recently proposed characterization approach.
Investigation of manufacturing processes by numerical sensitivity analysis
Author(s):
Olivier Vasseur;
Michel Cathelinaud
Show Abstract
During the manufacturing of optical coatings, errors in refractive index values or in thickness values of each layer of the
coating can induce dramatic consequences on the desired optical properties. Global numerical sensitivity analyses using
space filling designs and metamodels were applied in the case of the influence study of different errors on optical filter
characteristics to determine the most critical interactions of layers.
We propose to use space filling designs to assess, by computer experiments, the sensitivity of optical filters to the
simultaneous errors in the refractive index values and thickness values. In this study, the principal characteristics of
space filling designs are presented and are compared to random designs. This comparison allows us to identify the best
types of space filling designs to conduct sensitivity analysis with few computer runs.
We will present the first results concerning the global sensitivity analysis of different coatings in the case of
simultaneous errors in refractive index values and in thickness values. We consider for this study two monitoring
techniques: a quartz monitoring and an optical monitoring. By this way, we will highlight the influence of correlated
errors on the most critical interactions classification and give a different perspective to these monitoring techniques.
In conclusion, this computational study gives clues to the understanding of error propagation in manufacturing processes
and points out the most critical interactions in coatings to improve the robustness of optical coatings and to reduce the
production costs.
Application of global optimization algorithms for optical thin film index determination from spectro-photometric analysis
Author(s):
Lihong Gao;
Fabien Lemarchand;
Michel Lequime
Show Abstract
A large number of parameters is often required to describe optical dispersion laws, and it is only through the use
of an appropriate global optimization procedure that an accurate thin film index determination can be achieved.
In this paper, we propose to investigate the respective performances of three different optimization algorithms,
namely Simulated Annealing, Genetic Algorithm and Clustering Global Optimization and compare results with
a commercial software dedicated to thin film index determination. This study refers to the single layer and
multilayer thin film index determination. It includes the theoretical study of simulated reflection and
transmission spectra, and the experimental characterization of Ta2O5 single layer and Ta2O5/SiO2 multilayer.
Effect of substrate index of refraction on the design of antireflection coatings
Author(s):
Ronald R. Willey
Show Abstract
Formulae to estimate the average percent reflectance (Rave) of a broadband antireflection (AR) coating as a function of
the bandwidth (B), the overall thickness (C), the index of refraction of the last layer (L), and the difference between the
indices of the high- and low-index layers (D) were reported in 1991. Various refinements of these formulae and other
insights into the underlying behavior of such coating designs have been reported up until the present time.
Dobrowolski, et al.6 and Tikhonravov, et al.7 have also added independent viewpoints to this subject over this period. In
the previous studies, the effects of the index of refraction of the substrate have mostly been ignored and have appeared to
be very minor. This study has investigated the influence of the substrate index on the Rave results. It has been found
that there seem to be two classes of designs with respect to the effect of substrate index. In the class of "step down"
AR designs, there is a significant effect, in the other class, there is no significant effect. Even in the step-down case,
there is no effect of substrate index if any and all indices of refraction for the coating materials are available from that of
the index of the substrate to the index of the media.
Angular and spectral light scattering from complex multidielectric coatings
Author(s):
Catherine Grèzes-Besset;
Didier Torricini;
Hélène Krol;
Myriam Zerrad;
Michel Lequime;
Claude Amra
Show Abstract
Due to the improvement of deposition technologies and polishing techniques, light scattering has been considerably
reduced in optical coatings these last decades, with the result of high quality dense optical filters with minimal losses.
However such improvements coupled with modern monitoring techniques have also allowed designing and producing
more complex coatings with layer numbers exceeding several hundred in some situations. Within this framework light
scattering must again be revisited and analysed in detail, including global loss levels together with angular and spectral
analysis.
This paper is devoted to the optical balance of sophisticated components for Earth Observation, where the same scene is
observed simultaneously in several adjacent wavebands. Self-blocking multilayer stacks are involved to eliminate out-of
band harmonics in the instrument but the filter performances are degraded due to an increase of cross talk originating
from light scattering. To address this problem we use the theories of light scattering from surface roughness and bulk
heterogeneity, which allows to quantity cross-talk levels and choose more adequate filters. A special emphasis is given to
the case of hyperspectral filters assemblies located in the focal plane for image filtering.
Robust synthesis of dispersive mirrors
Author(s):
V. Pervak;
M. K. Trubetskov;
A. V. Tikhonravov
Show Abstract
The robust synthesis based on simultaneous optimization of reflectivity of multiple designs located
in a small neighborhood of a pivotal design is presented. Efficiency of this technique is demonstrated
by the synthesis and successful experimental realization of two types of high dispersive mirror. The
first type of fabricated dispersive mirror covers 690-890 nm wavelength range and provides the
dispersion of -300 fs2 at 800 nm. We perform 4 independent coating runs to proof reliability of
robust design method. The second type of mirror provides -4500 fs2 of group delay dispersion in
wavelength range 1027-1033 nm.
Optical coatings in space
Author(s):
D. Wernham
Show Abstract
The environment in space is a particularly harsh one for optical coatings. For porous coatings, space vacuum causes
a spectral shift and a resulting change in stress due to water release. Atomic oxygen present in Low Earth Orbits
causes erosion of coatings. Space also has a harsh radiation environment which can cause absorptive losses in
optics due to colour centre activation. Coatings exposed to solar radiation are subject to UV fixation of outgassing
contaminants. Similarly, high power laser irradiation of coatings in the presence of contaminant outgassing sources
results in laser-induced contamination, high absorption and potential laser damage. An important effect for high
power laser optics is the reduction of the laser-induced damage thresholds of porous coatings in vacuum. An
additional factor is the often high thermal excursion coatings can experience in space, typically ranging from -50°C
to +80°C, notwithstanding deep space missions which involve cryogenic temperatures where coatings which have
to withstand -270°C and coatings to the inner planets which may have to survive temperatures in excess of 300°C.
This paper attempts to give a general overview of the effects of the space environment on optical coatings giving
some examples from tests carried out by the European Space Agency.
Colour control and selectivity in TiAlN solar-thermal absorbers
Author(s):
Shuxi Zhao;
Dechun Zhu;
Carl-G. Ribbing
Show Abstract
Optical constants for simulations were obtained by R- and T-measurements on TiAlN thin films deposited on
Corning 7059 glass. The model parameterized free carrier effects and an inter-band excitation. The calculations
demonstrated that the colour effects are due to interference and inter-band absorption around 500 nm in a single
layer coating. The peak shifts with the thickness of the thin film which gives a simple way to obtain different
colours. Solar absorptance of 86 % can be reached already for a single TiAlN-film on an Al substrate.
Coatings for thin-disk laser systems
Author(s):
St. Günster;
D. Ristau;
B. Weichelt;
A. Voss
Show Abstract
The operation of thin-disk laser (TDL) systems relies on diode pumping of thin disks of laser active material. The
thickness of such laser disks ranges between about 50 and 300 micrometers depending on the absorption coefficient and
the number of pump passes. High performance optical coatings deposited on the front and back surface of the disks are
essential for efficient TDL operation. Two types of coatings are necessary: On the rear surface, a high finesse HR
coating is required to reflect both laser and pumping radiation. On the front surface, a low loss antireflective coating
allows to transmit the laser radiation under (near) normal incidence and the pumping radiation under oblique incident
angles. Besides the optical properties, the coating system on the TDL substrate has to fulfil specific mechanical and,
especially for the HR coating, thermal requirements.
At the Laser Zentrum Hannover, a cluster deposition tool has been developed to deposit coatings for TDL systems. This
cluster deposition tool consists of a substrate load lock system for inspection and in-situ pre- and post-treatment of the
substrates, a second chamber for the deposition of low loss dielectric coatings with Ion Beam Sputtering (IBS)
technique, and a third section for the deposition of metal layers, which can be employed as reflective layers or for
soldering purposes. The dielectric deposition chamber is equipped with an RF ion source for the deposition of discrete
materials or material mixtures. Thus, discrete high low stacks or rugate filter systems can be deposited. The process is
controlled via an optical Broad Band Monitor (BBM). Moreover, an in situ stress measurement system based on an
online measurement of the bending of the substrate allows for an estimation of the mechanical stress in the material.
Atomic layer deposition of iridium thin films and their application in gold electrodeposition
Author(s):
A. Szeghalmi;
M. Arnold;
A. Berger;
N. Schammelt;
K. Fuechsel;
M. Knez;
E. B. Kley;
D. R. T. Zahn;
A. Tuennermann
Show Abstract
Advances in the deposition of metallic thin films are discussed. The ALD growth of ultrathin Ir films is analyzed by
transmission electron microscopy, energy dispersive X-ray spectroscopy, atomic force microscopy, and optical and
electrical measurements. The morphology of iridium metallic layers is assessed based on Ir/ Al2O3 nanolaminate films.
High resolution transmission electron microscopy and energy-dispersive X-ray spectroscopy measurements show sharp
interfaces and pure Ir layers in the nanolaminates. The iridium films as polycrystalline. Excellent thickness control, high
uniformity and low roughness of ALD films are demonstrated. Four point probe measurements of the resistivity of Ir
coatings with various thicknesses have been performed and proved conductive layers with an Ir film thickness of ca. 10
nm. The optical properties of the Ir films deposited by ALD are similar to those of the bulk Ir. Thin iridum layers
deposited on high aspect ratio linear gratings have been successfully used as electrodes in the electrochemical deposition
of gold nanoparticles and gold layers. The gold deposition evolves through the formation of gold islands with ca. 40 nm
diameters that coalesce after ca. 60 seconds deposition. The density of the gold islands within the grating pattern is much
lower than on the flat region of the substrate. The combination of ALD with electrochemical deposition allows the
diversification of conductive layers on complex nanostructured surfaces.
Plasma and optical thin film technologies
Author(s):
O. Stenzel;
S. Wilbrandt;
N. Kaiser;
C. Schmitz;
M. Turowski;
D. Ristau;
P. Awakowicz;
R. P. Brinkmann;
T. Musch;
I. Rolfes;
H. Steffen;
R. Foest;
A. Ohl;
T. Köhler;
G. Dolgonos;
T. Frauenheim
Show Abstract
The PluTO project is aimed at combining thin-film and plasma technologies. Accordingly, the consortium comprises
experts in optical coating (Laser Zentrum Hannover, Fraunhofer IOF) and such in plasma technology (INP Greifswald,
Ruhr University of Bochum RUB). The process plasmas available, especially the sheath layers, will be thoroughly
characterized by means of special probes, so that the types, numbers and energies of the particles participating in the
coating formation processes can be determined comprehensively in every detail for the first time. The data thus obtained
will provide a basis for a numerical modelling of layer growth at atomic scale (Bremen Center for Computational
Materials Science BCCMS). The results are expected to deepen the understanding of the physical mechanisms
responsible for the influence of plasma action on the layer properties. In parallel, suitable tools for process monitoring
will be identified and made available. Some first results have already been achieved which prove the viability of the
approach.
Optical and thin film properties of mixed oxides deposited by pulsed reactive magnetron sputtering
Author(s):
Stefan Bruns;
Michael Vergöhl
Show Abstract
Reactive magnetron sputtering was used to deposit optical thin films. In order to obtain high deposition rates, metallic
targets were used. For the creation of mixed oxides bipolar pulsed sputtering was applied to two different targets. A new
process control setup was developed to monitor the oxidation state of both targets individually. Two different elemental
targets are co-sputtered in oxygen-argon atmosphere within the lambda-probe stabilized transition mode. The
composition is controlled by optical emission spectroscopy. Thus different mixtures are accessible without changing
target material.
Varied mixtures in the system hafnia-silica have been prepared. The optical properties (refractive indices, absorption,
surface roughness, density) as well as mechanical behavior (film stress, hardness) of the mixtures are compared to pure
oxide materials. By mixing the oxides thin film quality can be improved beyond the properties of the single materials.
New sputtering concept for optical precision coatings
Author(s):
Daniel Rademacher;
Günter Bräuer;
Michael Vergöhl;
Benjamin Fritz;
Tobias Zickenrott
Show Abstract
The deposition of optical precision coatings on glass by magnetron sputtering is still a challenging problem regarding
particle density and long term stability of coating plants due to target material erosion. A novel approach to increase
process stability and reduce drifts is the usage of cylindrical cathodes. These cathodes allow a particle free deposition
process as they have virtually no redeposition zones that can lead to destruction of coatings by arcing caused by surface
charges. In the present paper optical single layers as well as multilayer coatings were sputtered by means of reactive
magnetron sputtering using a double cylindrical cathode setup. The particle density is determined and compared to
particles produced with planar magnetrons. A new sputter coater concept will be presented wherein the magnetrons are
attached to a rotating disc coater in a sputter-up configuration. The process was stabilized by means of oxygen partial
pressure control. Preliminary optical properties as well as deposition rates of different oxide films will be presented.
PACA2M: magnetron sputtering for 2-meter optics
Author(s):
Grégory Chauveau;
Didier Torricini;
Catherine Grèzes-Besset;
Dragan Stojcevski;
Michel Lequime
Show Abstract
In this paper, we present in detail the new deposition magnetron sputtering machine so-called PACA2M, that CILAS has
implemented for coating large optics up to 2 meters, within a dedicated consortium, with the financial support of the
French Department of Industry and of the local administrations, and with the help and the expertise of the French
OPTITEC optical cluster.
Our innovative large size deposition machine is equipped with 2.5 meters-long planar magnetrons (seven cathodes), to
ensure uniform coating on large optical components, up to 2 meters by 2 meters, 40 centimetres thick and to 1.5 ton
weight. Some magnetrons are adapted to a DC, Mid Frequency (MF) or Radio Frequency (RF) operation, which allows
the deposition of metals and also dielectric oxides under reactive atmosphere.
Moreover, PACA2M is equipped with a powerful broadband optical monitoring system that permits to reach
sophisticated spectral specifications and a good agreement with theory, which will be presented in detail in another paper
of the conference.
As the magnetron sputtering technique leads to very dense layers close to bulk material, it is particularly well suited for
applications that require environmental resistance, as for example the LMJ (Laser MegaJoule) French laser fusion
program in which CILAS is in charge of the metallic mirrors on large complex-shaped reflectors for laser chains
amplifiers.
Numerous experimental results are presented here such as protected and enhanced metallic mirrors, metal-dielectric
absorbing coatings or multi-dielectric coatings, deposited on different kinds of substrates, for which qualification tests
have been done.
Organic small molecule-based optical coatings
Author(s):
U. Schulz;
C. Präfke;
P. Munzert;
N. Kaiser
Show Abstract
A small molecule is a low molecular weight organic compound which is by definition not a polymer. Therefore, physical
vapor deposition by evaporation as common for inorganic oxides is often possible. Organic layers can be useful as
components of interference stacks for different functions. A number of organic compounds have interesting UV
absorption characteristics and can be used to protect UV-sensitive polymers such as polycarbonate. In addition, organic
layers can be applied to generate nanostructured thin films with a very low effective refractive index, as shown recently
for polymers. A structured organic single layer can be applied as an antireflective (AR) coating for a glass lens. The
applicability of several small molecule compounds will be discussed in this paper.
Tailored TCOs
Author(s):
Astrid Bingel;
Kevin Füchsel;
Norbert Kaiser;
Andreas Tünnermann
Show Abstract
The metal-like electrical conductivity in combination with a high visual transmittance is the characteristic property that
opens up a broad spectrum of applications to transparent conductive oxides (TCOs). To fulfill the manifold requirements
in each individual case, especially the optical properties of TCOs have to be adapted.
The transmittance in the near infrared spectral range can be tailored by a modification of the carrier concentration Ν and
mobility μ. The theoretical description for this behavior is based on the well-known Drude theory. Highly conductive
indium tin oxide films (ITO) have been prepared by pulsed DC magnetron sputtering. However, due to its excellent
electrical properties, the plasma resonance of free carriers occurs near the visual spectral range which results in a very
low transmittance in the NIR. In contrast, ITO films with a NIR transmittance of ca. 80% have been prepared by plasma
ion assisted evaporation. The combination of high transmittance and low resistivity of ρ=7.4x10-6Ω was achieved
by a decrease of the carrier concentration and a simultaneous enhancement of the electron mobility μ.
Secondary, the transmittance of aluminum doped zinc oxide films (AZO) in the UV spectral range could be adapted by
changing the doping concentration Ν. This is a direct consequence of the Burstein-Moss shift that leads to a band gap
widening dependent on Ν. However, the comparison of the experimental data with theory has shown that the contrary
effect of band gap narrowing is not negligible, too.
Spectral density analysis of the optical properties of Ni-Al2O3 nano-composite films
Author(s):
Gunnar A. Niklasson;
Tobias K. Boström;
Enis Tuncer
Show Abstract
Thin films consisting of transition metal nanoparticles in an insulating oxide exhibit a high solar absorptance together
with a low thermal emittance and are used as coatings on solar collector panels. In order to optimise the nanocomposites
for this application a more detailed understanding of their optical properties is needed. Here we use a highly efficient
recently developed numerical method to extract the spectral density function of nickel-aluminum oxide (Ni-Al2O3)
composites from experimental data on the dielectric permittivity in the visible and near-infrared wavelength ranges. Thin
layers of Ni-Al2O3 were produced by a sol-gel technique. Reflectance and transmittance spectra were measured by
spectrophotometry in the wavelength range 300 to 2500 nm for films with thicknesses in the range 50 to 100 nm.
Transmission electron microscopy showed crystalline Ni particles with sizes in the 3 to 10 nm range. The spectral
density function shows a multi-peak structure with three or four peaks clearly visible. The peak positions are influenced
by particle shape, local volume fraction distributions and particle-particle interactions giving rise to structural resonances
in the response of the composite to an electromagnetic field.
Organic materials for the use in optical layer systems
Author(s):
T. Neubert;
A. Gaida;
W. Huwer;
M. Vergöhl
Show Abstract
Ceramic materials such as SiO2 or Ta2O5 are widely used for optical interference coatings. These materials have a high
hardness and mostly offer excellent optical properties. However, there is a growing demand not only for good optical
properties and a high stability, but also for coatings with a high elasticity. Especially coatings on polymer substrates need
layers with improved elasticity since cracks in the layers occur easily when the coated substrates were mechanically
deformed. For such applications flexible layer materials using organics or even polymers are very promising. These may
be used as pure organic layers of with organic-inorganic composites. Unfortunately the chemical reactions to form
polymers layers are more complex than the reactions to form oxides. Thus the deposition techniques for polymer layers
are much more varying. Other important issues are the deposition rate stability and the optical properties of the polymer
layers like haze, refractive and absorption index. In this paper we compare different ways for the deposition of organic
and polymer layers in the gas phase at low pressures. The methods used were: evaporation, sputtering, PECVD and
thermal CVD techniques. The optical parameters (refractive index, absorption and haze) and some mechanical
parameters (adhesion, crack onset strain) of the different polymer layers were characterized. It will be shown that
excellent organic film properties can be obtained by the use of a suitable organic material and deposition process. Also
shown will be results on composite materials to modify the optical properties.
IRDIS filters: from design to qualification
Author(s):
Hélène Krol;
Nathalie Valette;
Didier Torricini;
Catherine Grèzes-Besset;
Kjetil Dohlen;
David Le Mignant;
Michel Saïsse;
Gabriel Moreaux;
Maud Langlois;
Claire Moutou;
Arthur Vigan;
Frédéric Lemarquis
Show Abstract
IRDIS (Infra Red Dual Imager and Spectrograph) is one of the scientific sub-systems for the SPHERE (Spectro-Polarimetric High-contrast Exoplanet REsearch) instrument, to be mounted on one of the four VLT 8-m telescopes in
Paranal (Chile) in 2012. IRDIS and two other scientific sub systems will analyze the resulting high-contrast image with
the aim of direct detection of extrasolar planets. IRDIS covers the near infrared bands Y, J, H and Ks (950-2300nm) and
works at cryogenic temperature. The main observational mode of IRDIS is Dual Band Imaging, where the same object is
observed simultaneously in two adjacent wavebands. For this mode, differential aberrations between the two channels
are critical and filter optical quality is crucial.
In this paper, we focus on the design, production and tests of the IRDIS filters. The deposition technique involves DIBS
(Dual Ion Beam Sputtering) and leads to very compact coatings, with material properties close to those of bulk material,
making these filters well suited for cryogenic applications. The use of an in-situ optical monitoring system in visible and
near infrared range (up to 2500nm) permits to reach the demanding spectral filter specifications (bandwidth, rise and fall
widths, peak transmission, wide band blocking) and to have a good agreement with the theoretical design. Spectral
measurements at ambient and cryogenic temperatures are then presented.
Exclusive examples of high-performance thin-film optical filters for fluorescence spectroscopy made by plasma-assisted reactive magnetron sputtering
Author(s):
M. Lappschies;
U. Schallenberg;
S. Jakobs
Show Abstract
For more than four decades band-pass filters are important components of microscopes used for the fluorescence
spectroscopy. During all the time this special field of application has been one of the main drivers for research and
development in thin-film optics, particularly for the thin-film design software and the coating technology. With a
shortwave pass filter, a multi-notch filter, and a classical band-pass filter as examples of such filters provided for the
latest generation of fluorescence microscopes we present the state-of-the-art in coating design and technology.
Manufacturing these filters is a great challenge because the required spectral characteristics need necessarily multilayers
with up to 300 layers and overall thicknesses up to 30 μm. In addition, the designs require also 3 to 5 nm as thinnest
layers and all the layers are completely of non-quarterwave type. The filters were manufactured in a rapid-prototyping
regime by a Leybold Helios plant using plasma-assisted reactive magnetron sputtering of thin films of different metal
oxides. Designed and real spectra are compared and differences are discussed. Measurement results of other optical and
non-optical characteristics as film stress, total integrated scattering, and micro roughness are presented.
Manufacturing and characterizing of all-dielectric band-pass filters for the short-wave infrared region
Author(s):
T. Bauer;
M. Lappschies;
U. Schallenberg;
S. Jakobs
Show Abstract
Besides the typical channels in the visible and near infrared spectrum, optical remote sensing of the earth from air and
space utilizes also several channels in the short-wave infrared spectrum from 1000 nm to 3000 nm. Thin-film optical
filters are applied to select these channels, but the application of classical multiple-cavity band-pass filters is impossible.
Because of their additional blocking elements they are disallowed due to geometrical or other non-optical reasons.
Within the sensitivity region of an MCT detector as typical detector device, the selection and blocking of radiation by the
filter has to be provided by a single multilayer system. The spectral region of the SWIR as well as blocking width and
depth require necessarily designs with overall thicknesses of more than 20 μm, with layer numbers up to 100. SiO2 and
TiO2 were used as thin-film materials deposited with reactive e-beam evaporation under ion assistance in a Leybold
SyrusPro box coater. A special challenge was the thickness measurement of the thin films by an optical broadband
monitoring device in the visible range. The results of manufacturing and characterizing of such filters are presented by
three examples for the center wavelengths of 1375 nm, 1610 nm, and 2190 nm.
Infrared polarizing beam-splitters for the 7 to 13 um spectral region
Author(s):
Li Li;
Jean-Marc Thériault;
Yanen Guo
Show Abstract
High performance infrared polarizing beam-splitters (PBS) with broad bands and wide angular fields are required for IR
applications that use both transmitted and reflected polarizing beams equally from 3 to 14 μm. Existing infrared wire
grid polarizers do not meet the requirements because they have good performance only in transmission, not in reflection.
No practical IR PBS devices are yet available for this spectral region. In this paper, we propose to fabricate an infrared
thin film polarizing beam-splitters based on previously described light interference and frustrated total internal
reflection. The PBS coatings consist of Ge and fluorite layers on ZnSe prism substrates. Similar high performance PBS
designs have been successfully made in the visible. However, it is more challenging to make such PBSs in the infrared
region, mostly due to the use of soft IR coating materials, the low energy evaporation process and the optical contacting
bonding technique. In the paper, we will report for the first time the measured performance of a prototype IR PBS for the
7-13 μm spectral region with an angular field ±7.82° in air. We will also discuss the challenges in fabricating the
prototype PBS, including optical constant characterization and device measurements.
Optical performance of narrow-band transmittance filters under low-and high-energy proton irradiation
Author(s):
A. Piegari;
I. Di Sarcina;
M. L. Grilli;
F. Menchini;
S. Scaglione;
A. Sytchkova
Show Abstract
The behaviour of interference optical filters for space applications has been investigated under low- and high-energy
proton irradiation. Low-energy protons are expected to be necessary to prove the effects on the coating, whereas the
high-energy proton tests shall verify mainly the substrate susceptibility to induced damage. The expected interaction of
protons with coating and substrate was simulated by software, to identify the most appropriate conditions for the
irradiation experiments. Two different accelerator facilities were used for low- and high- energy protons: 60 keV protons
with an integrated fluence of 1012 p+/cm2 and 30 MeV protons with an integrated fluence of 108 p+/cm2.
The spectral transmittance of the filters was measured before and after irradiation and, according to simulations, no
significant effects were detected in the visible-near infrared spectrum, while some variations appeared at short
wavelengths with low-energy irradiation.
Using monodisperse SiO2 microspheres to study laser-induced damage of nodules in HfO2/SiO2 high reflectors
Author(s):
Xinbin Cheng;
Tao Ding;
Wenyan He;
Jinlong Zhang;
Hongfei Jiao;
Bin Ma;
Zhengxiang Shen;
Zhanshan Wang
Show Abstract
Nodules have been proved to play an important role in the activation of laser damage in 1.053 μm HfO2/SiO2 high
reflectors. However, some damage test results revealed that the ejection fluences of some big nodules with height around
1 μm were abnormally high. To find the correlation between the surface dimensions of nodules and their susceptibility to
nano-second pulsed laser radiation, monodisperse SiO2 microspheres with five different sizes were used to create
engineered nodules in 1.053 μm HfO2/SiO2 high reflectors. The defect density of nodules that were created from SiO2
microspheres was purposely controlled to be around 20-40 mm2 and special care was taken to minimize clusters of SiO2
microspheres as less as possible. This enabled us to take a raster scan test and to get the statistical value of ejection
fluences of these engineered nodules. The height and width dimensions of the engineered nodules, especially the
discontinuity of nodular boundary, were measured by cross-sectioning of nodular defects using a focused ion-beam
milling instrument. Based on the above information, the damage test results were interpreted from the aspects of electric
field enhancement model and mechanical stability of nodular structures.
Optical, chemical, depth, and magnetic characterization of Mg/Co-based nanometric periodic multilayers
Author(s):
P. Jonnard;
K. Le Guen;
M.-H. Hu;
J.-M. André;
S. K. Zhou;
H. Ch. Li;
J. T. Zhu;
Z. S. Wang;
N. Mahne;
A. Giglia;
S. Nannarone;
A. Verna;
C. Meny;
A. Galtayries;
I. Estève;
M. Walls
Show Abstract
We have developed and elaborated a series of Mg/Co-based periodic multilayers to build efficient mirrors for the
extreme ultraviolet (EUV) range. For s-polarized light and at 45° of grazing incidence, the reflectivity of as-deposited
Mg/Co is 42.6% at 25.1 nm. X-ray emission spectroscopy and nuclear magnetic resonance measurements do not indicate
any noticeable interdiffusion at the interfaces between layers. Scanning transmission electronic microscopy images attest
the high structural quality of the stack. X-ray reflectivity (XRR) curves in the hard x-ray and EUV domains confirm this
description and estimate a weak interfacial roughness (~ 0.5 nm). Taking advantage of the magnetic character of Co, we
have performed resonant magnetic reflectivity measurements by scanning the photon energy around the Co L absorption
edge for opposite circular polarizations. The magnetization profile of the Co layers within Co/Mg determined with an
expected depth resolution of one monolayer confirms the interface abruptness. Scanning electron microscopy images and
XRR curves give evidence of the thermal stability of Mg/Co up to 300 °C. From that value, a strong change in the
sample morphology due to the delamination of the multilayer from the substrate occurs. This should account for the drastic reflectivity drop observed above this temperature. Starting from Mg/Co, we have inserted a Zr layer at one or at
the other interface or at both interfaces to estimate the effect of the introduction of a third material within the period. We
have found that Mg/Co/Zr is more efficient (50% of reflectivity) than Mg/Zr/Co and Mg/Zr/Co/Zr (~ 40%). Through
time-of-flight secondary ion mass spectrometry depth profiling and NMR measurements, we have assigned this
difference to an intermixing process when Co layers are deposited onto Zr layers.
EUV reflectivity and stability of tri-component Al-based multilayers
Author(s):
E. Meltchakov;
A. Ziani;
F. Auchere;
X. Zhang;
M. Roulliay;
S. De Rossi;
Ch. Bourassin-Bouchet;
A. Jérome;
F. Bridou;
F. Varniere;
F. Delmotte
Show Abstract
We report on further development of three-material multilayer coatings made with a use of aluminum for the extreme
ultra-violet (EUV) applications such as solar physics, high-order harmonic generation or synchrotron radiation. It was
found that an introduction of refractory metal in Al-based periodic stack helps to reduce significantly an interfacial
roughness and provides for a higher theoretical reflectance in the spectral range from 17 to 40 nm. The normal incidence
reflectivity as high as 55 % at 17 nm, 50 % at 21 nm and 42 % at 30 nm was achieved with the new Al/Mo/SiC and
Al/Mo/B4C multilayer mirrors, which have been optimized, fabricated and characterized with x-rays and synchrotron
radiation. A good temporal and thermal stability of the tri-component Al-based multilayers has been observed over 3
years.
Coating development for the far and extreme ultraviolet based on material characterization
Author(s):
Juan I. Larruquert;
Luis Rodríguez-de Marcos;
Sergio García-Cortés;
Manuela Vidal-Dasilva;
Antonio P. Pérez-Marín;
José A. Aznárez;
José A. Méndez
Show Abstract
Little development on coatings has been available in the 50-120-nm spectral range until recently. One main reason for
this is the large absorption of most materials in nature in this range. Our group has followed a research towards the
development of novel coatings for this spectral range. This research has been based on the search and characterization of
new materials mainly with low absorption. For many materials we have performed their optical characterizations in a
large spectral range to reduce common inconsistencies that arise when combinations of data from different sources are
used. We summarize our research on the characterization of many lanthanides, among other materials. Lanthanides are
particularly interesting because they have a relatively low absorption in the spectral range of interest. Self-consistent
characterization of other materials, such as SiC and B4C, has been performed for their interest as candidate materials for
coatings involving the EUV to the visible.
The discovery in lanthanides of a wealth of materials with relatively low absorption has enabled the development of
multilayers based on the low absorption of Yb and Eu lanthanides. This resulted in the first narrowband multilayers with
a peak wavelength in the 70 to 100 nm.
We also report recent research on the development of multilayers with a peak reflectance above 100 nm; these
multilayers address two targets: a) narrowband performance; b) zero reflectance at a wavelength slightly longer (such as
121.6 nm) than the peak wavelength. As for a), a promising preliminary result is obtained with a narrowband multilayer
peaked at 101 nm. Regarding b), multilayers with a high reflectance at 102.6 nm and a low reflectance at 121.6 nm were
prepared and they displayed a successful performance when measured in situ (not exposed to the atmosphere); however,
the minimum at 121.6 nm was lost after a short exposure to air. The latter research is still underway and we plan to
experiment with new designs.
Our group has also prepared efficient narrowband transmittance coatings peaked at wavelengths longer than 120 nm.
They are based on the classical combination of Al and MgF2.
Mg-based multilayers and their thermal stabilities for EUV range
Author(s):
Jingtao Zhu;
Sika Zhou;
Haochuan Li;
Qiushi Huang;
Li Jiang;
Fengli Wang;
Zhong Zhang;
Zhanshan Wang;
Hongjun Zhou;
Tonglin Huo
Show Abstract
We have investigated the optical properties and thermal stabilities of a serial of Mg-based multilayers including Mg/SiC,
Mg/Co and Mg/Zr in extreme ultraviolet (EUV) range. Mg/X multilayer mirrors were deposited by magnetron sputtering
technique onto polished silicon wafers. In order to study their stabilities under heat resistance, annealing experiments
were carried out in vacuum environment keeping 1hour at different temperatures from 200°C to 550°C. Their EUV
reflectivities were measured by using synchrotron radiation. Grazing incident X-ray and EUV reflection measurements
were used to estimate the thermal stability of these multilayer systems. Mg/SiC and Mg/Co are stable up to 200°C and
the reflectivity decreases drastically with the increase of temperature, while the reflectivity of Mg/Zr keeps constant
during annealing at 300°C and falls slowly as the temperature increases. Up to 550°C, Bragg peaks of Mg/Zr multilayer
are still sharp in X-ray reflectivity curve, and EUV reflectivity is 25% at 26.2nm at 30 degree incidence. These
measurement results indicate that Mg/Co and Mg/SiC should be used in application requiring no heating above 200°C,
while the new material combination Mg/Zr is a promising multilayer for practical application requiring stronger heat
resistance in EUV range.
Broadband monitoring simulation with massively parallel processors
Author(s):
Mikhail Trubetskov;
Tatiana Amotchkina;
Alexander Tikhonravov
Show Abstract
Modern efficient optimization techniques, namely needle optimization and gradual evolution, enable one to design
optical coatings of any type. Even more, these techniques allow obtaining multiple solutions with close spectral
characteristics. It is important, therefore, to develop software tools that can allow one to choose a practically
optimal solution from a wide variety of possible theoretical designs. A practically optimal solution provides the
highest production yield when optical coating is manufactured. Computational manufacturing is a low-cost tool
for choosing a practically optimal solution.
The theory of probability predicts that reliable production yield estimations require many hundreds or even
thousands of computational manufacturing experiments. As a result reliable estimation of the production yield
may require too much computational time.
The most time-consuming operation is calculation of the discrepancy function used by a broadband monitoring
algorithm. This function is formed by a sum of terms over wavelength grid. These terms can be computed
simultaneously in different threads of computations which opens great opportunities for parallelization of computations.
Multi-core and multi-processor systems can provide accelerations up to several times.
Additional potential for further acceleration of computations is connected with using Graphics Processing
Units (GPU). A modern GPU consists of hundreds of massively parallel processors and is capable to perform
floating-point operations efficiently.
Online re-optimization as a powerful part of enhanced strategies in optical broadband monitoring
Author(s):
S. Schlichting;
K. Heinrich;
H. Ehlers;
D. Ristau
Show Abstract
Enhanced strategies in optical broadband monitoring allow for thin film deposition under rapid production conditions
with very high process stability. Recent developments in the field include simulation techniques with virtual deposition
systems, to enable a pre-selection of different multilayer designs, and hybrid process control strategies which combine
optical monitoring with quartz crystal monitoring. In particular, automated online error re-calculation and design re-optimization
are presently in the focus of research to improve the efficiency of deposition plants. In this contribution a
developed re-optimization module is presented, and the resulting increase in production yield of complicated multilayer
designs is demonstrated by deposition examples. Besides automated design changes directly initiated by the re-calculation
software, the presented approach also considers supervising functions that stop the deposition run when
critical errors are detected.
From independent thickness monitoring to adaptive manufacturing: advanced deposition control of complex optical coatings
Author(s):
Henrik Ehlers;
Sebastian Schlichting;
Carsten Schmitz;
Detlev Ristau
Show Abstract
Ever increasing demands in the field of optical coating systems with highest complexity impose new challenges on the
development of advanced deposition techniques with increased stability, and especially on the corresponding precise
thickness monitoring strategies. Most of the classical thickness monitoring concepts employed in industrial production,
which are based on quartz crystal or optical monitoring, are presently operated near to their precision limits. However,
resulting from extensive research activities, monitoring concepts could be significantly extended during the last years.
On the one hand, newly developed hybrid process control algorithms combine the information of the optical and non-optical
sensors to achieve a higher precision and fault-tolerance. On the other hand, independent thickness monitors are
integrated in flexible manufacturing concepts which include adapted computational manufacturing tools as well as
specific re-calculation and design re-optimization modules. Computational manufacturing allows for a design pre-selection
prior to deposition with essentially improved certainty which could not be achieved with classical error analysis
until now. In contrast, the re-calculation and re-optimization modules are on-line tools that monitor the running
deposition process. In case of critical deviations, a fully automated modification of the residual design assures a
successful achievement of specifications under the chosen monitoring technique.
Broadband optical monitoring for a 2-meter optics magnetron sputtering deposition machine
Author(s):
Dragan Stojcevski;
Michel Lequime;
Grégory Chauveau;
Didier Torricini;
Catherine Grèzes-Besset
Show Abstract
In the field of optical coatings production, in situ determination of thin films properties during
deposition process is a key point for the achievement of high performance filters. Using a spectral
measurement over a wide range is a way to improve the robustness of the reverse engineering
methods implemented for the monitoring of thin film thickness and the in-situ determination of
material refractive index.
In the framework of the development of a magnetron sputtering deposition machine for 2-meter
optics driven by CILAS, the Optical Thin-Film Research group of Institut Fresnel has designed
and qualified a dedicated Broadband Optical Monitoring covering the visible and near infrared
spectral range from 280 nm to 2 200 nm. An all-fibered system, well adapted to the extremely
large size of the machine, is used to select the location of the measurement point inside the
vacuum chamber (among 9 possible). Moreover, this system allows to achieve uniformity studies
at the surface of large size substrates along a straight line perpendicular to the cathode main axis
with the help of the motorized displacement system of the substrate in front of the magnetron
cathodes. A real-time monitoring of the physical thickness is thus done offering possibilities for
automatic deposition process and in-line design re-optimization.
Optimization of ion-assisted ITO films by design of experiment
Author(s):
Silvia Schwyn Thöny;
Jürgen Buchholz;
Stephan Waldner
Show Abstract
In this work we want to demonstrate how the methodology of Design of Experiment (DOE) can be used for the
development of ion-assisted ITO films deposited at low temperatures. The optimization method allows us to identify the
process parameters, which yield films with high transmittance and low resistivity. The article will show the results
obtained for transmittance and resistivity. Furthermore, the dispersion of the refractive index and the extinction
coefficient will be determined as well as the surface roughness. In ITO there is a trade-off between transmittance /
absorbance and sheet resistance. Virtually absorption free films could be obtained with a resistivity of 3.2 μΩm, whereas
the lowest resistivity (2.7 μΩm) yielded a transmittance, which was reduced by a few percent.
Modelling and optimization of film thickness variation for plasma enhanced chemical vapour deposition processes
Author(s):
Ewan Waddell;
Des Gibson;
Li Lin;
Xiuhua Fu
Show Abstract
This paper describes a method for modelling film thickness variation across the deposition area within plasma enhanced
chemical vapour deposition (PECVD) processes. The model enables identification and optimization of film thickness
uniformity sensitivities to electrode configuration, temperature, deposition system design and gas flow distribution.
PECVD deposition utilizes a co-planar 300mm diameter electrodes with separate RF power matching to each electrode.
The system has capability to adjust electrode separation and electrode temperature as parameters to optimize
uniformity. Vacuum is achieved using dry pumping with real time control of butterfly valve position for active pressure
control.
Comparison between theory and experiment is provided for PECVD of diamond-like-carbon (DLC) deposition onto flat
and curved substrate geometries. The process utilizes butane reactive feedstock with an argon carrier gas. Radiofrequency
plasma is used.
Deposited film thickness sensitivities to electrode geometry, plasma power density, pressure and gas flow distribution
are demonstrated. Use of modelling to optimise film thickness uniformity is demonstrated. Results show DLC
uniformity of 0.30% over a 200 mm flat zone diameter within overall electrode diameter of 300mm. Thickness
uniformity of 0.75% is demonstrated over a 200mm diameter for a non-conformal substrate geometry.
Use of the modelling method for PECVD using metal-organic chemical vapour deposition (MOCVD) feedstock is
demonstrated, specifically for deposition of silica films using metal-organic tetraethoxy-silane.
Excellent agreement between experimental and theory is demonstrated for conformal and non-conformal geometries.
The model is used to explore scalability of PECVD processes and trade-off against film thickness uniformity.
Application to MEMS, optical coatings and thin film photovoltaics is discussed.
Testglass changer for direct optical monitoring
Author(s):
A. Zoeller;
H. Hagedorn;
W. Weinrich;
E. Wirth
Show Abstract
For the production of high performance multilayer systems with tight specifications and large numbers of layers optical
monitoring is essential. Substantial progress was achieved by the introduction of direct monitoring on the rotating
substrate holder. Pre production analysis by computer simulation of coating processes helps to optimise monitoring
strategies and reduces the effort for expensive and time consuming test runs significantly. However not in any case we
can find error compensating monitoring strategies. Also we have to deal with error accumulation effects especially with
multi layer systems with large number of layers. Changing the monitor glass after the layer stack is deposited partly is
a useful method to discontinue accumulation or to simplify the monitoring strategy.
A testglass changer which helps to suppress error accumulation was developed and automized. The testglasses are
located on the rotating substrate holder which may be a calotte or a plane substrate holder. It combines the advantages
of direct monitoring with the flexibility to change testglasses in a fully automatic process. The basic principle will be
described. Results of multilayer systems demonstrate the benefits of the newly developed testglass changer.
Photothermal phenomena in plasmonics and metamaterials
Author(s):
Xi Chen;
Yiting Chen;
Min Yan;
Jing Wang;
Jiaming Hao;
Min Qiu
Show Abstract
Our recent theoretical and experimental investigation of the photothermal effect in a planar metamaterial absorber is
reviewed in the present paper. The observed ultrasensitive photothermal heating in such an absorber nanostructure
irradiated by a pulsed white-light source is elaborated with a simple yet compelling heat transfer model, which is
subsequently solved with a finite-element method. The simulation results not only agree with the experimental finding,
but also provide more detailed understanding of the temperature transition in the complex system.
Enhancement of omnidirectional bandgaps by one-dimensional ternary photonic crystals
Author(s):
G. V. Morozov;
F. Placido
Show Abstract
A critical feature of one-dimensional photonic crystals (omnidirectional reflectors) is an existence of bandgaps
where both transverse electric (electric field perpendicular to the plane of incidence) and transverse magnetic
(magnetic field perpendicular to the plane of incidence) polarizations of impinging light are totally reflected for
any incident angle. In this paper it is shown that omnidirectional bandgaps of binary (two layers in the unit
cell) crystals might be increased when each cell is modified by a third layer with the refractive index value in
between of the refractive indices of two layers constituting the original cell.
Re-definition of effective refractive index of thin film buried quantum dots
Author(s):
Yu-Jen Chen;
Cheng-Chung Lee Schmidt;
François Flory
Show Abstract
In this article, we predicted the optical properties of the thin film including quantum dots according to the mathematic
mode which is based on the quantum theory. The method consists of two parts. The first one is the classical explanation
for the interaction between light and matters. It takes care of the interaction as dipoles and electromagnetic wave and
describes clearly the profile of spectrum. Another part is the transition of quantized energy, absorption and spontaneous
emission which exhibits singular valleys or peaks in spectrum. For the reason of quantum theory, we have to verify Bohr
radius of each crystallized material to make sure that the particle size is small enough to present quantum effect. After
constructing the spectrum, the data significantly presents optical properties of matters, we try to re-define the effective
refractive index of the thin film including quantum dots by the spectrum which is the result of light affected by matters.
Nanostructures versus thin films in the design of antireflection coatings
Author(s):
Uwe B. Schallenberg
Show Abstract
It is shown how the discussion about antireflection coatings for the visible and near infrared region has been changed
dramatically with recent experimental applications of nanostructures that realize media with effective refractive indices
less than the 'magic border' of 1.34. Using the so-called binary optics as an example, a glass-like nanostructure similar to
the moth-eye structure is theoretically designed as antireflection coating for the visible and near infrared region. With the
aim of this example and considering only known design principles of thin-film optics, a connection between
nanostructures and thin films regarding their alternative or combined application as antireflection coatings is presented.
As summary regarding the nanostructures vs. thin film discussion, a reference list is presented that cited different types
of antireflection coatings presented in the past 70 years with respect to their applications, designs, and deposition
technologies.
Two waves interaction in layered photonic structure at big phase mismatching
Author(s):
Vyacheslav A. Trofimov;
Tatiana M. Lysak
Show Abstract
Self-focusing of optical Gaussian pulse with the axial-symmetric profile of the beam due to cascading SHG at the big
phase mismatch in the layered photonic crystal is considered. We show the possibility of strong self-focusing of the
optical radiation in such conditions: a maximum intensity increases 70 (and more) times in comparison with the intensity
of incident optical beam. Gaussian profiles of beam and Gaussian shape of pulse are preserved with sufficient good
accuracy in the section of first or second nonlinear focus realization. These characteristics of optical radiation remain the
same after leaving the pulse of the photonic crystal. For corresponding choice of interaction parameters the losses of
energy at fundamental wave because of its conversion to the wave with double frequency is less than 5%. An influence
of the incident intensity of laser pulse and the crystal length on the process of self-focusing is investigated also.
Thickness uniformity improvement for the twin mirrors used in advanced gravitational wave detectors
Author(s):
B. Sassolas;
Q. Benoît;
R. Flaminio;
D. Forest;
J. Franc;
M. Galimberti;
A. Lacoudre;
C. Michel;
J.-L. Montorio;
N. Morgado;
L. Pinard
Show Abstract
Gravitational wave detectors such as Virgo and LIGO use long-baseline Michelson interferometers with high
finesse Fabry-Perrot cavity in the arms. The symmetry of these cavities is essential to prevent the interferometer
from sensitivity to laser fluctuations. For this purpose the difference between the transmissions of the two input
mirrors has to be minimized. Advanced LIGO, the upgrade of LIGO, plans a transmission matching between the
two input mirrors as high as 99%. A small deviation in the process fabrication from run to run might induce
transmission mismatch larger than 1%. Consequently, the two input mirrors have to be coated during the same
coating run. That requires ability to deposit the reflective coating, based on a stack of titanium doped tantala
(Ti:Ta2O5) layers and silica layers, uniformly over a 800 mm diameter aperture. This paper presents the study to
improve the thickness uniformity of a reflective coating and the preliminary results achieved on two Ø350mm
substrates coated in the run.
Aluminum based multilayers systems synthesized by ion beam sputtering for extreme UV
Author(s):
A. Ziani;
F. Delmotte;
C. Le Paven-Thivet;
E. Meltchakov;
F. Bridou;
A. Jérome;
M. Roulliay;
K. Gasc
Show Abstract
In this paper, we present the development of Al-based multilayer mirrors for the spectral range [17 nm - 34 nm]. The
purpose of presented study is to optimize the deposition of Al-based multilayers by the ion beam sputtering (IBS)
technique according to several parameters such as the ion beam current and the angle of inclination of targets, which
allowed us to vary the energy of ad-atoms deposited onto a substrate. We expected to achieve good reflectivity values
for both two- and three-material stacks: aluminum/molybdenum Al/Mo, aluminum/molybdenum/boron carbide
Al/Mo/B4C and aluminum/molybdenum/silicon carbide Al/Mo/SiC. We have undertaken a series of structural and
chemical analyses of these systems. We present their optical characteristics in the EUV range.
Energy logistics in an all-optical adder based on a 1D porous silicon photonic crystal
Author(s):
E. Ya. Glushko
Show Abstract
The ideology of a photonic crystal resonator covered with optically nonlinear layers is proposed for
binary adder and logic gates of various kinds. The all-optical way to transform a physically added sequence of signals
into the logical sequence with corresponding shift of digital units is based on the nonlinear band shift effect. In this
work, the electromagnetic field structure for optically linear 1D porous silicon photonic crystal is investigated. The
optical parameters of a 1D photonic crystal resonator built on layered porous silicon covered with a nonlinear layer are
calculated for various nonlinear materials. An approximate design of an all-optical adder based on 1D porous silicon
resonator is considered. The adder heating by powered optical pulses and energy distribution inside the device are
analyzed and the problem solution with the use of special semitransparent redirecting mirrors is proposed. It was
found that from the point of view of heating the R-scheme of signal processing is more optimal.
Interface plasmonic properties of silver coated by ultrathin metal oxides
Author(s):
A. Sytchkova;
D. Zola;
M. L. Grilli;
A. Piegari;
M. Fang;
H. He;
J. Shao
Show Abstract
Many fields of high technology take advantage of conductor-dielectric interface properties. Deeper knowledge of
physical processes that determine the optical response of the structures containing metal-dielectric interfaces is important
for improving the performance of thin film devices containing such materials.
Here we present a study on optical properties of several ultrathin metal oxides deposited over thin silver layers. Some
widely used materials (Al2O3, SiO2, Y2O3, HfO2) were selected for deposition by r.f. sputtering, and the created metal-dielectric
structures with two of them, alumina and silica, were investigated in this work using attenuated total reflectance
(ATR) technique and by variable-angle spectroscopic ellipsometry (VASE). VASE was performed with a help of a
commercial ellipsometer at various incident angles and in a wide spectral range. A home-made sample holder
manufactured for WVASE ellipsometer and operational in Otto configuration has been implemented for angle-resolved
and spectral ATR measurements. Simultaneous analysis of data obtained by these two independent techniques allows
elaboration of a representative model for plasmonic-related phenomena at metal-dielectric interface. The optical constants
of the interface layers formed between metal and ultrathin oxide layers are investigated. A series of oxides chosen for this
study allows a comparative analysis aimed for selection of the most appropriate materials for different applications.
Band-pass and OH-suppression filters for the E-ELT: design and prototyping
Author(s):
St. Günster;
D. Ristau;
R. Davies
Show Abstract
Optical filters are used for a variety of purposes at astronomical telescopes. In the near infrared region, from 0.8 to
2.5 μm, bandpass and edge filters are used to separate the different astronomical channels, such as the J, H, and K
bands. However, in the same wavelength range light emission generated in the earth's atmosphere is superimposed on
the stellar radiation. Therefore, ground based astronomical instruments measure, in addition to the stellar light, also
unwanted contributions from the earth's atmosphere. The characteristic lines of this OH emission are extremely narrow
and distributed over the complete NIR spectral range.
The sensitivity of future telescopes, like the European Extreme Large Telescope (E-ELT) which is currently being
designed by ESO, can be dramatically improved if the atmospheric emission lines are effectively suppressed while the
stellar radiation is efficiently transferred to the detector systems. For this task, new types of optical filters have to be
developed. In this framework new design concepts and algorithms must be used, combining the measurement needs
with practical restrictions. Certainly, the selected deposition process plays the key role in the manufacturing process.
Precise and highly stable deposition systems are necessary to realise such filter systems with an appropriate
homogeneity. Moreover, the production control techniques must be adapted to match the high level of precision
required in the NIR range. Finally, the characterisation set-ups for such filters systems have to be provided. The
manufacturing of such a filter system for a feasibility study of an E-ELT instrument is presented. The design
development, the deposition with adapted Ion Beam Sputtering deposition plants, and the characterisation of such filters
in the J-Band is described.
Investigation of the optical property and structure of WO3 thin films with different sputtering depositions
Author(s):
Hsi-Chao Chen;
Der-Jun Jan;
Chien-Han Chen;
Kuo-Ting Huang;
Yen-Ming Lo;
Sheng-Hui Chen
Show Abstract
The purpose of this research was to compare the optical properties and structure of tungsten oxide (WO3) thin films that
was deposited by different sputtering depositions. WO3 thin films deposited by two different depositions of direct current
(DC) magnetron sputtering and pulsed DC sputtering. A 99.95% WO3 target was used as the starting material for these
depositions. These WO3 thin films were deposited on the ITO glass, PET and silicon substrate by different ratios of
oxygen and argon. A shadow moiré interferometer would be introduced to measure the residual stress for PET substrate.
RF magnetron sputtering had the large residual stress than the other's depositions. A Raman spectrum could exhibit the
phase of oxidation of WO3 thin film by different depositions. At the ratio of oxygen and argon was about 1:1, and the
WO3 thin films had the best oxidation. However, it was important at the change of the transmittance (ΔT = Tbleached -
Tcolored) between the coloring and bleaching for the smart window. Therefore, we also found the WO3 thin films had the
large variation of transmittance between the coloring and bleaching at the gas ratios of oxygen and argon of 1:1.
Residual stress analysis for oxide thin film deposition on flexible substrate using finite element method
Author(s):
Hsi-Chao Chen;
Chen-Yu Huang;
Ssu-Fan Lin;
Sheng-Hui Chen
Show Abstract
Residual or internal stresses directly affect a variety of phenomena including adhesion, generation of crystalline defects,
perfection of epitaxial layers and formation of film surface growths such as hillocks and whiskers. Sputtering oxide films
with high density promote high compressive stress, and it offers researchers a reference if the value of residual stress
could be analyzed directly. Since, the study of residual stress of SiO2 and Nb2O5 thin film deposited by DC magnetron
sputtered on hard substrate (BK7) and flexible substrate (PET and PC). A finite element method (FEM) with an
equivalent-reference-temperature (ERT) technique had been proposed and used to model and evaluate the intrinsic
strains of layered structures. The research has improved the equivalent reference temperature (ERT) technique of the
simulation of intrinsic strain for oxygen film. The results have also generalized two models connecting to the lattice
volume to predict the residual stress of hard substrate and flexible substrate with error of 3% and 6%, respectively.
Laser-induced damage of pure and mixture material high reflectors for 355nm and 1064nm wavelength
Author(s):
Mathias Mende;
Lars O. Jensen;
Henrik Ehlers;
Werner Riggers;
Holger Blaschke;
Detlev Ristau
Show Abstract
High reflecting multilayer coatings play a key role for many applications of pulsed Nd:YAG high power lasers in
industry and science. In the present contribution, improvements in the optical properties and the radiation resistance of
high reflectors for 355nm and 1064nm wavelength on the basis of mixture materials are discussed. Within a co-operation
between the LASEROPTIK GmbH and the Laser Zentrum Hannover e.V., several deposition processes including Ion
Beam Sputtering, Magnetron Sputtering, and Electron Beam Evaporation could be addressed for this study. The selected
material combinations HfO2+ZrO2/SiO2, HfO2+Al2O3/SiO2, HfO2+SiO2/SiO2 and HfO2/SiO2 were deposited using a
zone target assembly for the IBS technique or defined material mixtures for the evaporation process. Single layers of the
applied mixtures were analyzed by UV/Vis/NIR spectroscopy to correlate the optical constants with the atomic
compositions quantified by Energy Dispersive X-ray Spectroscopy (EDX) and X-ray Photoelectron Spectroscopy (XPS).
In addition to pure material reference mirrors and reflecting multilayer coatings with high index material mixtures, also
interference coatings consisting of nanolaminates as well as multilayer systems with refractive index profiles were
produced. The laser induced damage thresholds at 1064nm wavelength for nanosecond pulse durations were measured in
a 1000on1 experiment complying with the standard ISO11254. For the 355nm high reflectors, the radiation resistance
was determined in a 10000on1 procedure, furthermore, the radiation-induced absorption was measured by laser
calorimetry according to ISO11551. Finally, the layer interfaces and the amorphous microstructure of selected
multilayers were analyzed by Transmission Electron Microscopy (TEM) to obtain detailed information about possible
partial crystallinity. The results are interpreted in the context of former investigations on the power handling capability of
coating systems involving material mixtures.
Resonances determination in microstructured films embedded in multilayered stacks
Author(s):
Benjamin Vial;
Mireille Commandré;
Frédéric Zolla;
André Nicolet;
Stephane Tisserand
Show Abstract
Our approach consists in finding the eigenmodes and the complex eigenfrequencies of structures using
a finite element method (FEM), that allows us to study mono- or bi-periodic gratings with a maximum
versatility : complex shaped patterns, with anisotropic and graded index material, under oblique incidence
and arbitrary polarization. In order to validate our method, we illustrate an example of a four layer
dielectric slab, and compare the results with a specific method that we have called tetrachotomy, which
gives us numerically the poles of the reflection coefficient (which corresponds to the eigenfrequencies of
the structure). To illustrate our method, we show the eigenvalues of one- and two-dimensional gratings.
Investigation of ion beam properties and coating material during IBS
Author(s):
M. Jupé;
S. Malobabic;
C. Schmitz;
C. Gouldieff;
H. Steffen;
R. Wiese;
D. Ristau
Show Abstract
Ion beam sputtering (IBS) is a well-established process to manufacture lowest loss coatings of highest
complexity of spectral behavior. Nevertheless, the losses due to absorption in the bulk materials are still orders
of magnitude lower than in the corresponding coatings, indicating that a further optimization of the process is
possible. Such an improvement in quality requires a more detailed knowledge of the correlation between the
process parameters and the coating quality.
The present paper reports on a preliminary study based on a parameterization strategy for IBS processes. The
propagation properties of the ion beam were investigated in detail, where both, the total dissipation of energy and
the argon ion velocity distribution of the beam were measured and analyzed. Furthermore, research was
concentrated on the sputtered material considering the dependence of the optical losses of the deposited
dielectric layers on the physical properties of the adatoms. The energy distribution and the charge state of the
material particles were investigated with respect to the implementation of a phase separating IBS process.