Photonic crystal slow light devices in silicon
Author(s):
Thomas F. Krauss
Show Abstract
Photonic crystals offer strong confinement of light, as well as control over the group velocity. We compare the resulting
enhancement to that available in cavities and show that the group velocity can be controlled over a large spectral range,
thus giving access to nonlinear functions. We show how coupled cavities allow tuning of the slowdown factor and
present a very compact (5 μm long) optical switch based on slow light concepts.
Optical modulation techniques for analog signal processing and CMOS compatible electro-optic modulation
Author(s):
Douglas M. Gill;
Mahmoud Rasras;
Kun-Yii Tu;
Young-Kai Chen;
Alice E. White;
Sanjay S. Patel;
Daniel Carothers;
Andrew Pomerene;
Robert Kamocsai;
James Beattie;
Anthony Kopa;
Alyssa Apsel;
Mark Beals;
Jurgen Mitchel;
Jifeng Liu;
Lionel C. Kimerling
Show Abstract
Integrating electronic and photonic functions onto a single silicon-based chip using techniques compatible with mass-production
CMOS electronics will enable new design paradigms for existing system architectures and open new
opportunities for electro-optic applications with the potential to dramatically change the management, cost, footprint,
weight, and power consumption of today's communication systems. While broadband analog system applications
represent a smaller volume market than that for digital data transmission, there are significant deployments of analog
electro-optic systems for commercial and military applications. Broadband linear modulation is a critical building block
in optical analog signal processing and also could have significant applications in digital communication systems.
Recently, broadband electro-optic modulators on a silicon platform have been demonstrated based on the plasma
dispersion effect. The use of the plasma dispersion effect within a CMOS compatible waveguide creates new challenges
and opportunities for analog signal processing since the index and
propagation loss change within the waveguide during
modulation. We will review the current status of silicon-based electrooptic modulators and also linearization techniques
for optical modulation.
Process flow innovations for photonic device integration in CMOS
Author(s):
Mark Beals;
J. Michel;
J. F. Liu;
D. H. Ahn;
D. Sparacin;
R. Sun;
C. Y. Hong;
L. C. Kimerling;
A. Pomerene;
D. Carothers;
J. Beattie;
A. Kopa;
A. Apsel;
M. S. Rasras;
D. M. Gill;
S. S. Patel;
K. Y. Tu;
Y. K. Chen;
A. E. White
Show Abstract
Multilevel thin film processing, global planarization and advanced photolithography enables the ability to integrate
complimentary materials and process sequences required for high index contrast photonic components all within a single
CMOS process flow. Developing high performance photonic components that can be integrated with electronic circuits
at a high level of functionality in silicon CMOS is one of the basic objectives of the EPIC program sponsored by the
Microsystems Technology Office (MTO) of DARPA. Our research team consisting of members from: BAE Systems,
Alcatel-Lucent, Massachusetts Institute of Technology, Cornell University and Applied Wave Research reports on the
latest developments of the technology to fabricate an application specific, electronic-photonic integrated circuit
(AS_EPIC).
Now in its second phase of the EPIC program, the team has designed, developed and integrated fourth order optical
tunable filters, both silicon ring resonator and germanium electro-absorption modulators and germanium pin diode
photodetectors using silicon waveguides within a full 150nm CMOS process flow for a broadband RF channelizer
application. This presentation will review the latest advances of the passive and active photonic devices developed and
the processes used for monolithic integration with CMOS processing. Examples include multilevel waveguides for
optical interconnect and germanium epitaxy for active photonic devices such as p-i-n photodiodes and modulators.
40-Gbps monolithically integrated transceivers in CMOS photonics
Author(s):
T. Pinguet;
B. Analui;
G. Masini;
V. Sadagopan;
S. Gloeckner
Show Abstract
We report on the development of single-chip, monolithically-integrated 40 Gbps transceivers built in a 130 nm SOI
CMOS process as part of Phase II of the DARPA EPIC program. In this talk we give an overview of the system
architecture, including the transmit and receive paths as well as the control systems. We report on the performance of
the individual building blocks, and discuss a scaling to 100 Gbps and beyond single-chip transceivers built in CMOS
photonics.
Photonic analog-to-digital conversion with electronic-photonic integrated circuits
Author(s):
F. X. Kärtner;
R. Amatya;
M. Araghchini;
J. Birge;
H. Byun;
J. Chen;
M. Dahlem;
N. A. DiLello;
F. Gan;
C. W. Holzwarth;
J. L. Hoyt;
E. P. Ippen;
A. Khilo;
J. Kim;
M. Kim;
A. Motamedi;
J. S. Orcutt;
M. Park;
M. Perrott;
M. A. Popović;
R. J. Ram;
H. I. Smith;
G. R. Zhou;
S. J. Spector;
T. M. Lyszczarz;
M. W. Geis;
D. M. Lennon;
J. U. Yoon;
M. E. Grein;
R. T. Schulein
Show Abstract
Photonic Analog-to-Digital Conversion (ADC) has a long history. The premise is that the superior noise performance of
femtosecond lasers working at optical frequencies enables us to overcome the bottleneck set by jitter and bandwidth of
electronic systems and components. We discuss and demonstrate strategies and devices that enable the implementation
of photonic ADC systems with emerging electronic-photonic integrated circuits based on silicon photonics. Devices
include 2-GHz repetition rate low noise femtosecond fiber lasers, Si-Modulators with up to 20 GHz modulation speed,
20 channel SiN-filter banks, and Ge-photodetectors. Results towards a 40GSa/sec sampling system with 8bits resolution
are presented.
Ge photodetectors integrated in CMOS photonic circuits
Author(s):
G. Masini;
S. Sahni;
G. Capellini;
J. Witzens;
J. White;
D. Song;
C. Gunn
Show Abstract
We describe our approach to the monolithic integration of Ge photodetectors in a photonics-enabled CMOS technology.
Ge waveguide photodetectors allow fast and efficient conversion of optical signals in the near infrared (1.55μm) to the
electrical domain thus enabling the fabrication of compact, high speed (10Gbps) receivers.
Toward silicon-based longwave integrated optoelectronics (LIO)
Author(s):
Richard Soref
Show Abstract
The vision of longwave silicon photonics articulated in the Journal of Optics A, vol. 8, pp 840-848, 2006 has
now come into sharper focus. There is evidence that newly designed silicon-based optoelectronic circuits will
operate at any wavelength within the wide 1.6 to 200 μm range. Approaches to that LWIR operation are
reviewed here. A long-range goal is to manufacture LWIR OEIC chips in a silicon foundry by integrating
photonics on-chip with CMOS, bipolar, or BiCMOS micro-electronics. A principal LWIR application now
emerging is the sensing of chemical and biological agents with an OE laboratory-on-a-chip. Regarding on-chip
IR sources, the hybrid evanescent-wave integration of III-V interband-cascade lasers and quantum-cascade
lasers on silicon (or Ge/Si) waveguides is a promising technique, although an alternative all-group-IV solution
is presently taking shape in the form of silicon-based Ge/SiGeSn band-to-band and inter-subband lasers. There
is plenty of room for creativity in developing a complete suite of LWIR components. Materials modification,
device innovation, and scaling of waveguide dimensions are needed to implement microphotonic, plasmonic
and photonic-crystal LWIR devices, both active and passive. Such innovation will likely lead to significant LIO
applications.
Efficient silicon-photonic modulator with recessed electrodes
Author(s):
D. W. Zheng;
B. T. Smith;
M. Asghari
Show Abstract
A Si ridge waveguide integrated with a lateral p-i-n diode forms a basic optical amplitude
and phase modulator. An efficient Si modulator is expected to establish a carrier concentration in
the waveguide with a minimum amount of electrical drive power.
We show that P+ and N+ doping sections that are recessed below the slab lead to lower power
consumption. This configuration is compared with alternative doping section arrangements. The
optimum arrangement results in less Si active area and reduced carrier recombination.
Circular grating resonators as nano-photonic modulators
Author(s):
Nikolaj Moll;
Sophie Schönenberger;
Thilo Stöferle;
Thorsten Wahlbrink;
Jens Bolten;
Thomas Mollenhauer;
Christian Moormann;
Rainer F. Mahrt;
Bert J. Offrein
Show Abstract
Circular grating resonators could lead to the development of very advanced silicon-on-insulator (SOI) based
nano-photonic devices clearly beyond state of the art in terms of functionality, size, speed, cost, and integration
density. The photonic devices based on the circular grating resonators are computationally designed and studied
in their functionality using finite-difference time-domain (FDTD) method. A wide variety of critical quantities
such as transmission and field patterns are calculated.
Due to their computational size some of these calculations have to be performed on a supercomputer like a
massive parallel Blue Gene machine. Using the computational design parameters the devices are fabricated on
SOI substrates consisting of a buried oxide layer and a 340-nm-thick device layer. The devices are defined by
electron-beam lithography and the pattern transfer is achieved in a inductively coupled reactive-ion etch process.
Then the devices are characterized by coupling light in from a tunable laser with a lensed fiber. As predicted
the measured transmission spectra exhibit a wide range of different type of resonances with Q-factors over 1000
which compares very well with the computations.
Evolution of optical modulation using majority carrier plasma dispersion effect in SOI
Author(s):
F. Y. Gardes;
G. T. Reed;
A. P. Knights;
G. Mashanovich
Show Abstract
Silicon Photonics has the potential to revolutionise a whole raft of application areas. Currently, the
main focus is on various forms of optical interconnects as this is a near term bottleneck for the
computing industry, and hence this application area is high profile. However, adoption of silicon
photonics for such a mass production area would also significantly benefit a range of other application
areas. One of the key components that will enable silicon photonics to flourish in all of the potential
application areas is a high performance optical modulator. Therefore we will propose what is in our
view the need for optical modulation in silicon on insulator, the concept of optical modulation in
silicon and its principles, and we discuss different devices, as well as how they evolved, in order to
achieve the required target driven by high integration.
Silicon photonic integration for high-speed applications
Author(s):
Ansheng Liu;
Ling Liao;
Doron Rubin;
Juthika Basak;
Yoel Chetrit;
Hat Nguyen;
D. W. Kim;
Assia Barkai;
Richard Jones;
Nomi Elek;
Rami Cohen;
Nahum Izhaky;
Mario Paniccia
Show Abstract
Photonic integration is one of the important ways to realize low cost and small form factor optical transceivers for future high-speed high capacity I/O applications in computing systems. The photonic integration on silicon platform is particularly attractive because of the CMOS photonics and electronics process compatibility. In this paper, we present design and fabrication of a silicon photonic integrated circuit that is capable of transmitting data at hundreds gigabits per second. In such an integrated chip, 8 high-speed silicon optical modulators with a 1:8 wavelength demultiplexer and an 8:1 wavelength multiplexer are fabricated on a single silicon-on-insulator (SOI) substrate. We review the recent results of individual silicon modulator based on electric-field-induced carrier depletion in a SOI waveguide containing a reverse biased pn junction. We characterize the individual multiplexer/demultiplexer as well as the integrated chip. The basic functionality of the photonic integration is demonstrated.
Increasing the efficiency of p+np+ injection-avalanche Si CMOS LEDs (450nm – 750nm) by means of depletion layer profiling and reach-through techniques
Author(s):
Lukas W. Snyman;
Monuko du Plessis
Show Abstract
Modeling of p+np+ CMOS Si LED structures show that by utilizing a short linear increasing E-field in the p+n reverse biased junction with a gradient of approximately 5 × 105 V.cm-1. μm-1, and facing an injecting p+n junction, has the potential to enhance photonic emissions in the 2.2 and 2.8 eV (450-750nm ) regime. Latest new designs utilize reach-through techniques in p+np+ avalanche-injection control structures and p+np+ poly-Si gated structures and show positive realizations of this model. Areas in the devices show marked increases in emission efficiency of factors of up to 50 - 100 as compared to previous realizations utilizing no reach-through and injection techniques. The current devices operated in the 6-8V, 1uA - 2mA regime and emit at levels of up to ~10nW /μm2.
The developed devices have been realized using standard 0.35 μm CMOS design rules and fabrication technology, and have particular technological significance for future all-silicon CMOS opto-elctronic circuits and systems. The current emission levels are about three orders higher than the low frequency detectability limit of CMOS p-i-n
detectors of corresponding area.
Stark effect at dislocations in silicon for modulation of a 1.5-µm light emitter
Author(s):
Martin Kittler;
Manfred Reiche;
Teimuraz Mchedlidze;
Tzanimir Arguirov;
Guobin Jia;
Winfried Seifert;
Stephan Suckow;
Thomas Wilhelm
Show Abstract
A MOS-LED and a p-n LED emitting based on the dislocation-related luminescence (DRL) at 1.5 micron were already
demonstrated by the authors. Here we report recent observation of the Stark effect for the DRL in Si. Namely, a red/blue-shift
of the DRL peak positions was observed in electro- and photo-luminescence when the electric field in the pn-LED
was increased/lowered. Fitting the experimental data yields a strong characteristic coefficient of 0.0186 meV/(kV/cm)2.
This effect may allow realization of a novel Si-based emitter and modulator combined in a single device.
Influence of nanocrystal distribution on electroluminescence from Si+-implanted SiO2 thin films
Author(s):
L. Ding;
T. P. Chen;
M. Yang;
F. R. Zhu
Show Abstract
Light emitting diodes (LEDs) based on a metal-oxide-semiconductor-like (MOS-like) structure with Si nanocrystals (nc-Si) embedded in SiO2 have been fabricated with low-energy ion implantation. Under a negative gate voltage as low as ~-5 V, both visible and infrared (IR) electroluminescence (EL) have been observed at room temperature. The EL spectra
are found to consist of four Gaussian-shaped luminescence bands with their peak wavelengths at ~460, ~600, ~740, and
~1260 nm, in which the ~600-nm band dominants the spectra. The EL properties have been investigated together with
the current transport properties of the Si+-implanted SiO2 films. A systematic study has been carried out on the effect of
the Si ion implantation dose and the energy on both the current transport and EL properties. The mechanisms of the
origin of the four different EL bands have been proposed and discussed.
A comparative study on the dielectric functions of isolated Si nanocrystals and densely stacked Si nanocrystal layer embedded in SiO2 synthesized with Si ion implantation
Author(s):
L. Ding;
T. P. Chen;
Y. Liu;
Y. C. Liu
Show Abstract
Both isolated Si nanocrystals (nc-Si) dispersedly distributed in a SiO2 matrix and densely stacked nc-Si layers embedded
in SiO2 have been synthesized with the ion implantation technique followed by high temperature annealing. The
dielectric functions of the isolated nc-Si and densely-stacked nc-Si layer embedded in SiO2 have been determined with
spectroscopic ellipsometry (SE) in the photon energy range of 1.1-5 eV. The dielectric functions of these two different Si
nanostructures were successfully extracted from the SE fitting based on a multi-layer fitting model that takes into
account the distribution of nc-Si in SiO2 and a five phase model (i.e., air/SiO2 layer/densely-stacked nc-Si layer/SiO2
layer/Si), respectively. The dielectric spectra of isolated nc-Si distributed in SiO2 present a two-peak structure, while the
dielectric spectra of densely-stacked nc-Si layer show a single broad peak, being similar to that of amorphous Si. The
dielectric functions of these two Si nanostructures both show significant suppressions as compared with bulk crystalline
Si. However, it has been observed that the densely stacked nc-Si layer exhibits a more significant suppression in the
dielectric spectra than the isolated nc-Si dispersedly embedded in SiO2. This is probably related to the two factors: (i) the
nc-Si size (~3 nm) of the densely stacked nc-Si layer is smaller than that (~4.5 nm) of the isolated nc-Si embedded in
SiO2 matrix, and (ii) the densely stacked nc-Si layer has an amorphous phase.
A monolithic integrated low-threshold Raman silicon laser
Author(s):
Haisheng Rong;
Shengbo Xu;
Oded Cohen;
Omri Raday;
Mindy Lee;
Vanessa Sih;
Mario Paniccia
Show Abstract
We present a monolithic integrated low-threshold Raman silicon laser based on silicon-on-insulator (SOI) rib
waveguide ring cavity with an integrated p-i-n diode. The laser cavity consists of a race-track shaped ring resonator
connected to a straight bus waveguide via a directional coupler which couples both pump and signal light into and
out of the cavity. Reverse biasing the diode with 25V reduces the free carrier lifetime to below 1 ns, and stable,
single-mode, continuous-wave (CW) Raman lasing is achieved with threshold of 20mW, slope efficiency of 28%,
and output power of 50mW. With zero bias voltage, a lasing threshold of 26mW and laser output power >10mW can
be obtained. The laser emission has high spectral purity with a side-mode suppression of >80dB and laser linewidth
of <100 kHz. The laser wavelength can be tuned continuously over 25 GHz. To demonstrate the performance
capability of the laser for gas sensing application, we perform absorption spectroscopy on methane at 1687 nm using
the CW output of the silicon Raman laser. The measured rotationally-resolved direct absorption IR spectrum agrees
well with theoretical prediction. This ring laser architecture allows for on-chip integration with other silicon
photonics components to provide an integrated and scaleable monolithic device. By proper design of the ring cavity
and the directional coupler, it is possible to achieve higher order cascaded Raman lasing in silicon for extending
laser wavelengths from near IR to mid IR regions.
Electrically injected InP microdisk lasers integrated with nanophotonic SOI circuits
Author(s):
J. Van Campenhout;
P. Rojo-Romeo;
P. Regreny;
C. Seassal;
D. Van Thourhout;
L. Di Cioccio;
C. Lagahe;
J.-M. Fedeli;
R. Baets
Show Abstract
We have achieved continuous-wave electrically-injected lasing operation at room-temperature in InP-based microdisks
heterogeneously integrated on a SOI nanophotonic circuit. The microdisks were evanescently coupled with sub-micron
SOI wire waveguides, resulting in up to 10 μW waveguide-coupled unidirectional output power, with a measured slope
efficiency up to 20 μW/mA. A tunnel junction was used for efficient electrical injection with low optical absorption. The
measured laser performance agrees well with calculations based on a standard laser model. This model suggests that
considerable improvement in laser performance is possible.
Integrated AlGaInAs-silicon evanescent racetrack laser and photodetector
Author(s):
Alexander W. Fang;
Richard Jones;
Hyundai Park;
Oded Cohen;
Omri Raday;
Mario J. Paniccia;
John E. Bowers
Show Abstract
Recently, AlGaInAs-silicon evanescent lasers have been demonstrated as a method of integrating active photonic devices on a silicon based platform. This hybrid waveguide architecture consists of III-V quantum wells bonded to silicon waveguides. The self aligned optical mode leads to a bonding process that is manufacturable in high volumes. Here give an overview of a racetrack resonator laser integrated with two photo-detectors on the hybrid AlGaInAs-silicon evanescent device platform. Unlike previous demonstrations of hybrid AlGaInAs-silicon evanescent lasers, we demonstrate an on-chip racetrack resonator laser that does not rely on facet polishing and dicing in order to define the laser cavity. The laser runs continuous-wave (c.w.) at 1590 nm with a threshold of 175 mA, has a maximum total output power of 29 mW and a maximum operating temperature of 60 C. The output of this laser light is directly coupled into a pair of on chip hybrid AlGaInAs-silicon evanescent photodetectors used to measure the laser output.
Strategies for successful realization of strong confinement microphotonic devices
Author(s):
Tymon Barwicz;
Milos A. Popovic;
Michael R. Watts;
Peter T. Rakich;
Charles W. Holzwarth;
Franz X. Kaertner;
Erich P. Ippen;
Henry I. Smith
Show Abstract
Microphotonic devices employing strong confinement of light are of growing importance for key applications such as
telecommunication and optical interconnects. They have unique and desirable characteristics but their extreme
sensitivity to dimensional variations makes them difficult to successfully implement. Here, we discuss strategies towards
the successful realization of strong confinement devices. We leverage what planar fabrication technology does best:
replicating structures. Although the absolute dimensional control required for successful fabrication of many strong
confinement devices is all but impossible to achieve, we show that surprisingly-high relative dimensional accuracy can
be obtained on structures in proximity of one another on a wafer. This provides an advantage to schemes that are based
on multiple copies of low-complexity structures. These copies can be made nearly identical or with precise relative-dimensional
offsets to achieve the desired function. We quantify the achievable relative dimensional control and discuss
the first demonstration of multistage filters, integrated polarization diversity, and high-order microring-filter banks.
Photon confinement in multi-slot waveguides
Author(s):
Yijing Fu;
Han G. Yoo;
Dan Riley;
Philippe M. Fauchet
Show Abstract
Recent research progresses in slot waveguide have shown that it is possible to achieve photon confinement in low-refractive index region with nm thickness. To utilize this photon confinement, we propose a multilayer waveguide that could be the optimum design for future silicon light emission devices.
Our device consists of multiple alternating layers of Si and SiO2 with nm thickness, which can be easily fabricated. Both transfer matrix method (TMM) and FDTD simulation are used to simulate the performance of this device. We calculated the propagation mode index, and photon confinement in SiO2 layers. Birefringence as high as 0.8 is achieved with moderate design parameters, although a homogeneous slab waveguide also shows some birefringence, it cannot account for the high birefringence we have calculated. Thus it indirectly indicates that for TM polarization photons are actually confined in SiO2 layers, where the refractive index is lower. Also our photon confinement simulation shows that, for a structure with multilayer region thickness of 0.52 μm, photon confinement in SiO2 layers as high as 75% can be achieved with Si/SiO2 layer thickness ratio close to 1.
We fabricated a few multilayer samples with different Si/SiO2 thickness ratios and performed M-line measurement to measure the propagation mode index. The measurement results agrees well with our simulate results, indicates that for TM polarization photons can be strongly confined in SiO2 layers in this multilayer structure. Thanks to this high confinement in SiO2 layers, this structure could be an excellent choice for future silicon light emitting devices.
An all-silicon channel waveguide fabricated using direct proton beam writing
Author(s):
E. J. Teo;
A. A. Bettiol;
M. B. H. Breese;
P. Y. Yang;
G. Z. Mashanovich;
W. R. Headley;
G. T. Reed;
D. J. Blackwood
Show Abstract
We report a novel technique for the fabrication of an all-silicon channel waveguide using direct proton beam writing
and subsequent electrochemical etching. A focused beam of high energy protons is used to selectively inhibit porous
silicon formation in the irradiated regions. By over-etching beyond the ion range, the irradiated region becomes
surrounded by porous silicon cladding. Waveguide characterization carried out at 1550 nm on the proton irradiated
waveguide shows that the propagation losses improve significantly from 20±2 dB/cm to 9±2 dB/cm after vacuum
annealing at 800°C for 1 hour.
Sub-micron optical waveguides for silicon photonics formed via the local oxidation of silicon (LOCOS)
Author(s):
F. Y. Gardes;
G. T. Reed;
A. P. Knights;
G. Mashanovich;
P. E. Jessop;
L. Rowe;
S. McFaul;
D. Bruce;
N. G. Tarr
Show Abstract
In this paper we report a novel fabrication technique for silicon photonic waveguides with sub-micron dimensions. The
technique is based upon the Local Oxidation of Silicon (LOCOS) process widely utilised in the fabrication of
microelectronics components. This approach enables waveguides to be fabricated with oxide sidewalls with minimal
roughness at the silicon/SiO2 interface. It is also sufficiently flexible to enable the depth of the oxidised sidewall to be
varied to control the polarisation performance of the waveguides.
We will present preliminary results on submicron waveguide fabrication and loss characteristics (less than 1 dB/cm), as
well as effects of varying waveguide width on modal properties of the waveguides. We consider the ease of fabrication,
as well as the quality of the devices produced in preliminary experimental fabrication results, and compare the approach
to the more conventional requirements of high resolution photolithographically produced waveguides. We also discuss
preliminary optical results, as measured by conventional means. Issues such as the origins of loss are discussed in
general terms, as are the fabrication characteristics such as waveguide wall roughness and waveguide profile. We will
discuss further work that will help to establish the potential of the technique for future applications.
Silicon waveguides for the mid-infrared wavelength region
Author(s):
G. Z. Mashanovich;
S. Stankovic;
P. Y. Yang;
E. J. Teo;
F. Dell'Olio;
V. M. N. Passaro;
A. A. Bettiol;
M. B. H. Breese;
G. T. Reed
Show Abstract
Mid-infrared wavelength region is interesting for several application areas including sensing, communications, signal
processing, and imaging. Its importance stems from the two atmospheric windows and the fact that nearly all important
molecular gases have strong absorption lines in the mid-infrared. In this paper, we discuss the design, fabrication and
propagation loss measurements of three silicon waveguide structures that can find applications in the mid-infrared region.
Leakage studies on SOI slot waveguide structures
Author(s):
Paul Müllner;
Norman Finger;
Rainer Hainberger
Show Abstract
In this study, we theoretically investigate the leakage behavior of SOI slot waveguides at a wavelength of 1.55 μm.
First, the dependence of the substrate leakage of vertical and horizontal wire-type slot waveguides on their
geometry is shortly summarized. The main part is devoted to the lateral leakage in perfectly symmetric and
asymmetric rib-type slot waveguides, which is caused by coupling between the TM-like slot mode and the TE
slab modes outside the rib. The influence of the geometry parameters on the leakage behavior and the impact
of structural deviations caused by the fabrication process are studied in depth. A semi-analytical criterion for
the design of leakproof rib-type slot waveguides is derived and compared with full-vectorial numerical methods
employing a commercial FEM solver and a recently developed variational mode-matching 2D eigenmode solver.
Optical soliton in silicon-on-insulator waveguides
Author(s):
Jidong Zhang;
Qiang Lin;
Giovanni Piredda;
Robert W. Boyd;
Govind P. Agrawal;
Philippe M. Fauchet
Show Abstract
We show that optical soliton can be realized in very short waveguides (5 mm long) fabricated on silicon-on-insulator
(SOI) wafers. By tailoring their zero-dispersion wavelength and launching optical pulses at only sub
pico-joule energy level close to this wavelength, we have observed significant spectral narrowing due to the pulse
reshaping during the formation of optical soliton, which is in strong contrast to previous measurements. The
extent of spectral narrowing depends on the carrier wavelength of the input pulse in the normal dispersion region
and spectral broadening is observed in normal dispersion region. We simulate femto-second pulses' propagation
in such waveguide. Simulation results show the evolution of the pulse shape in both time domain and frequency
domain when the pulse energy is increased from very low level, when nonlinear effects are negligible, to the
energy level we used in our experiment. The simulation results agree well with our observation. To be best of
our knowledge, this is the first report on soliton in silicon waveguides.
Vertically integrated multimode interferometers for 3-D photonic circuits in SOI
Author(s):
Chris J. Brooks;
Andrew P. Knights;
Paul E. Jessop
Show Abstract
We present vertically-integrated multimode interferometers that optically couple between waveguide layers of
a three-dimensional photonic circuit. Coupling between these layers can be restricted to certain regions by
selectively fabricating a silicon channel between them, resulting in an isolated multimode waveguide section.
Simulations reveal that complete coupling between two waveguides that are 2 μm square is achieved over a
length of 236 μm, when the separating silicon channel is 1 μm thick. Standard photolithography and etching
techniques are used to fabricate a proof-of-concept device consisting of one waveguide coupling into a silicon
waveguide that is vertically multimode.
Experimental demonstration of waveguide-coupled corner-cut square resonators
Author(s):
Elton Marchena;
Shouyuan Shi;
Dennis Prather
Show Abstract
In this paper we present the design, fabrication and characterization of waveguide-coupled corner-cut
square resonators. The square resonators are attractive for multiple applications including sensors, filters and lasers.
We use two- and three- dimensional finite difference time domain (FDTD) methods to optimize the performance of
the square resonator. We show that the dropping efficiency for these type of microcavities depends on the gap
between the waveguide and the cavity and the corner-cut length, which is defined as a distance c away from the
cavity sidewalls. Fabrication of these corner-cut square-resonators is performed on Silicon-on-Insulator (SOI) by
conventional E-beam lithography and dry etching. These processes were optimized to achieve vertical and smooth
sidewalls in order to decrease scattering losses and they will be discussed in details below. Characterization of these
corner-cut square resonators shows good performance and excellent agreement with the rigorous electromagnetic
simulation. We will also discuss the potential application of using this design in combination with dispersion based
Photonic Crystals (PhCs) to achieve lasing.
Cascaded active silicon microresonator array cross-connect circuits for WDM networks-on-chip
Author(s):
Andrew W. Poon;
Fang Xu;
Xianshu Luo
Show Abstract
We propose a design of an optical switch on a silicon chip comprising a 5 × 5 array of cascaded waveguide-crossing-coupled microring resonator-based switches for photonic networks-on-chip applications. We adopt our recently demonstrated design of multimode-interference (MMI)-based wire waveguide crossings, instead of conventional plain waveguide crossings, for the merits of low loss and low crosstalk. The microring resonator is integrated with a lateral p-i-n diode for carrier-injection-based GHz-speed on-off switching. All 25 microring
resonators are assumed to be identical within a relatively wide resonance line width. The optical circuit switch can employ a single wavelength channel or multiple wavelength channels that are spaced by the microring resonator free spectral range. We analyze the potential performance of the proposed photonic network in terms of (i) light path cross-connections loss budget, and (ii) DC on-off power consumption for establishing a light path. As a proof-of-concept, our initial experiments on cascaded passive silicon MMI-crossing-coupled microring resonators demonstrate 3.6-Gbit/s non-return-to-zero data transmissions at on- and off-resonance wavelengths.
Power efficient photonic networks on-chip
Author(s):
Keren Bergman;
Luca Carloni
Show Abstract
The emerging class of multicore architectures and chip multiprocessors (CMPs) has
fundamentally shifted the impact of communications on computing systems performance. Global
communications at all scales is playing a central and dominant role in the ultimate realization of
CMP system performance as it falls increasingly on the efficiency of the information exchange
among the vastly growing number of compute and memory resources. In this new
communication-bound paradigm, the realization of a system-wide scalable communications
infrastructure that can meet the enormous bandwidths, capacities, and stringent latency
requirements in an energy efficient manner is a key goal for scaling future computation
performance. We explore how recent extraordinary advances in nanoscale silicon photonic
technologies can be exploited for developing optical interconnection networks that address the
critical bandwidth and power challenges presented across several levels of the CMP computing
system communications infrastructure. Unlike prior generations of photonic technologies, the
remarkable capabilities of nanoscale "CMOS photonics" offer the possibility of creating highly integrated
platforms for generating and receiving optical signals with fundamentally superior
power efficiencies. Optical interconnection network architectures employing these silicon
nanophotonic building blocks are uniquely co-developed and explored in the context of
bandwidth-driven computing models. The design of an on-chip optical interconnection network
that employs nanoscale CMOS photonic devices and enables seamless off-chip communications
to other CMP computing nodes and to external memory is described.
Ion implantion in silicon waveguides for nonlinear effective length enhancement and power monitoring applications
Author(s):
H. K. Tsang;
Y. Liu
Show Abstract
We review recent work on low-dose high-energy helium ion implantation into silicon-on-insulator (SOI) optical
waveguides. The important role of free carriers generated by two-photon absorption (TPA) in nonlinear silicon
waveguide devices is discussed and a generalized definition of the nonlinear effective length which takes into account
the presence of nonlinear losses is proposed. We describe experimental studies and simulations of helium ion
implantation for carrier lifetime reduction to increase the nonlinear effective lengths of silicon waveguides. Helium ion
implantation can also enhance the photodetection responsivity of silicon at below-bandgap wavelengths. We review our
work on a possible application of the helium ion implanted waveguides for in-line optical power monitors (ICPM) which
monitor the output from erbium doped fiber amplifiers (EDFA) and, when combined with silicon variable optical
attenuators, can perform EDFA gain tilt and gain transient compensation.
Ge photodetectors integrated in Si waveguides
Author(s):
Laurent Vivien;
Mathieu Rouvière;
Jean-Marc Fédéli;
Delphine Marris-Morini;
Jean-François Damlencourt;
Loubna El Melhaoui;
Eric Cassan;
Xavier Le Roux;
Paul Crozat;
Juliette Mangeney;
Suzanne Laval
Show Abstract
This paper reports theoretical and experimental investigations of germanium photodetectors integrated in silicon on
insulator waveguides for metal-semiconductor-metal (MSM) photodetectors integrated in a slightly etched rib
waveguide. Experimental characteristics of germanium on silicon photodetectors have been obtained using time
measurements with femtosecond pulses and opto-RF experiments. For MSM structure with 1μm electrode spacing, the
measured bandwidth under 6V bias is 25 GHz at 1.55 μm wavelength with a responsivity as high as 1 A/W and the
bandwidth reaches 30GHz for 0.7μm electrode spacing under 1V bias.
Hybrid silicon evanescent photodetectors
Author(s):
Hyundai Park;
John E. Bowers
Show Abstract
We present hybrid silicon evanescent photodetectors that utilize silicon waveguides and offset AlGaInAs quantum
wells. The light in the hybrid waveguide is absorbed by the AlGaInAs quantum wells under reverse bias. The first demonstrated photodetector had an internal quantum efficiency of >90 % over the 1.5 μm wavelength regime. This detector structure has the same structure as silicon evanescent lasers and amplifiers leading to easy integration for power monitors and preamplified receivers. A pre-amplified receiver implementing a hybrid silicon evanescent amplifier and a hybrid silicon evanescent waveguide photodetector is also presented in this paper. The integrated device operates at 1550 nm with a responsivity of 5.7 A/W and a receiver sensitivity of -17.5 dBm at 2.5 Gb/s.
Fabrication methods for compact atomic spectroscopy
Author(s):
Aaron R. Hawkins;
John F. Hulbert;
Brandon T. Carroll;
Bin Wu;
Holger Schmidt
Show Abstract
Atomic spectroscopy relies on photons to probe the energy states of atoms, typically in a gas state. In addition to
providing fundamental scientific information, this technique can be applied to a number of photonic devices including
atomic clocks, laser stabilization references, slow light elements, and eventually quantum communications components.
Atomic spectroscopy has classically been done using bulk optics and evacuated transparent vapor cells. Recently, a
number of methods have been introduced to dramatically decrease the size of atomic spectroscopy systems by
integrating optical functionality. We review three of these techniques including: 1) photonic crystal fiber based
experiments, 2) wafer bonded mini-cells containing atomic vapors and integrated with lasers and detectors, and 3)
hollow waveguides containing atomic vapors fabricated on silicon substrates. In the context of silicon photonics, we
will emphasize the hollow waveguide platform. At the heart of these devices is the anti-resonant reflecting optical
waveguide (ARROW). ARROW fabrication techniques will be described for both hollow and solid core designs.
Solid-core waveguides are necessary to direct light on and off the silicon chip while confining atomic vapors to hollow-core
waveguides. We will also discuss the methods and challenges of attaching rubidium vapor reservoirs to the chip.
Experimental results for optical spectroscopy of rubidium atoms on a chip will be presented.
Hydrogen sensor using optical reflectance from porous silicon with a palladium thin film
Author(s):
Christopher Lowrie;
Susan Earles;
M. de Fernandez
Show Abstract
Results of a hydrogen sensor based on light scattering from a porous silicon surface coated with a thin
palladium film are discussed. Reflected light scattered from the rough surface of porous silicon surface
with a thin palladium film is compared before and after exposure to hydrogen gas. After exposure to
hydrogen gas the sensor's optical reflectance is decreased indicating the presence of hydrogen.
Fluorescence correlation spectroscopy of single molecules on an optofluidic chip
Author(s):
M. I. Rudenko;
S. Kühn;
E. J. Lunt;
B. S. Phillips;
D. W. Deamer;
A. R. Hawkins;
H. Schmidt
Show Abstract
We review our recent progress in bringing fluorescent correlation spectroscopy (FCS) of single molecules on a silicon
optofluidic platform. Starting from basic concepts and applications of FCS we move to a description of our integrated
optofluidic device, briefly outlining the physics behind its function and relevant geometrical characteristics. We then
derive an FCS theoretical model for our sensor geometry, which we subsequently apply to the examination of molecular
properties of single fluorophores and bioparticles. The model allows us to extract the diffusion coefficient, translational
velocity and local concentration of particles in question. We conclude with future directions of this research.
Lab-on-a-chip systems with integrated optics for biochemical applications
Author(s):
K. B. Mogensen;
O. Gustafsson;
P. S. Nunes;
J. P. Kutter
Show Abstract
Two different applications that take advantage of integrated planar waveguides will be shown. The first
example is a silicon chips for capillary electrochromatography (CEC), where the fluidic part contains
electrically insulated channels with an injection cross and a chromatography column of microfabricated
pillars, while the optical part consists of ultraviolet transparent planar waveguides for absorbance
detection in the plane of the chip and fiber couplers for easy connection to an external light source and
a photodetector. Electrochromatographic separations have been performed using hydrophobic octyl
chains (C-8) immobilized onto the pillar sidewalls as a stationary phase. This is the first time capillary
electro-chromatography has been shown on a chip with integrated waveguides for detection.
In another chip, an array of pillars inside a microfluidic column that is designed for electrochromatography
is used as an optofluidic filter (1 D photonic crystal) for on-column label-free
refractive index detection. Conventional planar waveguides are furthermore integrated for coupling
light in and out of the structure.
Spotter-compatible SOI waveguide devices for biomolecular sensing
Author(s):
Adam Densmore;
Dan-Xia Xu;
Philip Waldron;
Siegfried Janz;
Jean Lapointe;
Trevor Mischki;
Gregory Lopinski;
André Delâge;
Pavel Cheben
Show Abstract
We demonstrate Mach-Zehnder interferometer and ring resonator evanescent field sensors fabricated on the silicon-on-insulator
material platform. These devices exploit the strong evanescent field of the transverse magnetic mode of a high
index contrast, submicron dimension waveguide to obtain strong interaction of the guided mode with biomolecules
adsorbed to the waveguide surface. We utilize the extremely small bend radius achievable with silicon photonic wire
waveguides to fabricate spiral and folded waveguide sensors that maintain the high sensitivity of a long waveguide,
while providing compact footprint. These devices offer a suitable geometry for the development of sensor arrays and
provide compatibility with commercial spotting functionalization systems. We demonstrate sensors containing
waveguides of up to 5.5 mm length that are contained within a 150 μm × 150 μm area.
Components for automated microfluidics sample preparation and analysis
Author(s):
M. Archer;
J. S. Erickson;
L. R. Hilliard;
P. B. Howell Jr.;
D. A. Stenger;
F. S. Ligler;
B. Lin
Show Abstract
The increasing demand for portable devices to detect and identify pathogens represents an
interdisciplinary effort between engineering, materials science, and molecular biology. Automation
of both sample preparation and analysis is critical for performing multiplexed analyses on real world
samples. This paper selects two possible components for such automated portable analyzers:
modified silicon structures for use in the isolation of nucleic acids and a sheath flow system suitable
for automated microflow cytometry.
Any detection platform that relies on the genetic content (RNA and DNA) present in complex
matrices requires careful extraction and isolation of the nucleic acids in order to ensure their
integrity throughout the process. This sample pre-treatment step is commonly performed using
commercially available solid phases along with various molecular biology techniques that require
multiple manual steps and dedicated laboratory space. Regardless of the detection scheme, a major
challenge in the integration of total analysis systems is the development of platforms compatible
with current isolation techniques that will ensure the same quality of nucleic acids. Silicon is an
ideal candidate for solid phase separations since it can be tailored structurally and chemically to
mimic the conditions used in the laboratory.
For analytical purposes, we have developed passive structures that can be used to fully ensheath one
flow stream with another. As opposed to traditional flow focusing methods, our sheath flow profile
is truly two dimensional, making it an ideal candidate for integration into a microfluidic flow
cytometer. Such a microflow cytometer could be used to measure targets captured on either
antibody- or DNA-coated beads.
Integrated optical biosensors and biochips based on porous silicon technology
Author(s):
Ivo Rendina;
Edoardo De Tommasi;
Ilaria Rea;
Lucia Rotiroti;
Luca De Stefano
Show Abstract
Micro-total-analysis-systems and lab-on-chip are more than promises in lot of social interest applications such as clinical
diagnostic or environmental monitoring. There is an increasing demand of new and customized devices with better
performances to be used in very specific applications. Nanostructured Porous silicon is a functional material and a
versatile platform for the fabrication of integrated optical microsystems to be used in biochemical analysis. Our research
activity is focused on the design, the fabrication and the characterization of several photonic porous silicon based
structures, which are used in the sensing of specific molecular interactions. To integrate the porous silicon based optical
transducer in biochip devices we have modified standard micromachining processes, such as anodic bonding and photo-patterning,
in order to make them consistent to the utilization of biological probes.
Fabrication and characterization of a thermo-mechanically tunable grating-assisted suspended waveguide filter
Author(s):
C. R. Raum;
R. N. Tait;
R. C. Gauthier
Show Abstract
A silicon-on-insulator (SOI) rib waveguide integrated with a Bragg grating and nickel chromium heating elements has
been fabricated. The heaters enable tuning of the Bragg wavelength through a thermo-optic effect. As the temperature
is increased, the Bragg wavelength also increases due to the increasing silicon refractive index and effective mode index
of the guide. The device is designed so that an additional processing step can remove the buried oxide beneath the
grating to form a suspended waveguide. This structure would further decrease the power input required to tune the filter,
and would allow the waveguide to buckle at a critical temperature. In this work the un-released structure is fabricated
and mounted in a standard dual in-line pin (DIP) package to allow optical and electrical characterization. Test results
demonstrating thermo-optic tuning show a 1 nm shift in Bragg wavelength with a power input of 58 mW.
Porous silicon surface feature size estimation using the reflectance spectrum
Author(s):
Christopher Lowrie;
Susan Earles;
M. de Fernandez
Show Abstract
In this paper we excite the surface of porous silicon with incoherent, broad band white light and observe the
spectrum of colors reflected from the surface. Using an atomic force microscope images from red and green
porous silicon samples are collected. In this paper we relate the optical color of the surface to the size of
scattering features on the textured surface. From image segmentation using the watershed transform the
height distributions of the optical scattering features are determined. The heights of these surface features
are then used as input variables to a computer simulation of a reflective grating. The computer predicted
color is compared to the measured color. In this manner, by inspection of the reflected color from the
textured porous silicon surface the physical size of the surface features can be estimated.
Optical properties of beta-FeSi2 on Si (100) inclined substrate
Author(s):
Hiroyasu Takada;
Shin-ichiro Uekusa
Show Abstract
β-FeSi2 has been attracting a great deal of attention because of its compatibility with Si-based light-emitting diodes (LEDs). It has also been reported that Β-FeSi2 thin film undergoes a direct transition with a band gap of about 0.85 eV.
However, some authors have reported that β-FeSi2 has an indirect band gap structure on the basis of several first
principles calculations. This difference is thought to be induced by the stress of the β-FeSi2 interface acting on Si by
lattice mismatch, which affects the band structure of the β-FeSi2 thin film. To investigate the effect, we evaluated the
optical properties of β-FeSi2 grown on lattice matched Si (001) substrate 8°off toward the <110> direction. All samples
were formed by depositing Fe on the Si substrate to grow β-FeSi2 thin film by electron beam deposition. From Raman
measurements, it was observed that the samples prepared on inclined substrate shifted to higher wave numbers. From the
optical absorption measurement, we observed that the band structure was changed by the Si off substrate. Additionally,
the PL intensity at about 0.8 eV for the samples grown on the Si off substrate was increased.
Design of integrated LOCOS waveguide photodetector on SOI
Author(s):
D. Logan;
A. P. Knights;
P. E. Jessop;
N. G. Tarr
Show Abstract
It is now established that defects introduced via ion implantation may act as generating centers in silicon waveguide
structures and consequently enhance photosensitivity at wavelengths in the region of 1550 nm. Although several
integrated p-i-n waveguide photodiode structures have been presented which exploit this behavior, no attempt has been
made to model the generation process and thus optimize device design. We report a model that has been implemented
using SILVACO's ATLAS software, and reproduces the observed behavior in the aforementioned device structures. By
varying parameters such as the dimensions of the device and the implantation conditions, the responsivity can be
maximized. In particular, we have designed an integrated structure centered on a 3 µm wide waveguide created by the
LOCOS (Local Oxidation of Silicon) technique on lightly p-doped Silicon-on-Insulator. A self aligned n+ polysilicon
contact is placed above the ridge, causing the majority of the depletion to overlap with the optical mode. Symmetric p+
regions are placed on either side of the waveguide, separated by a distance selected to optimize responsivity without
causing excess loss. This presents a vast improvement over previous structures of its size, having a predicted
responsivity in excess of 50 mA/W at a 2V reverse bias.